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Snowflake Inc. Director's Dealing 2021

Aug 25, 2021

29911_dirs_2021-08-24_126b2a3d-7e1a-408d-96de-743f897a75ac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-08-20

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-28 Class A Common Stock G 3155 Disposed 58592 Direct
2021-08-20 Class A Common Stock M 31546 $8.88 Acquired 90138 Direct
2021-08-20 Class A Common Stock S 1495 $248.595 Disposed 88643 Direct
2021-08-20 Class A Common Stock S 1400 $249.414 Disposed 87243 Direct
2021-08-20 Class A Common Stock S 1315 $250.955 Disposed 85928 Direct
2021-08-20 Class A Common Stock S 1500 $251.923 Disposed 84428 Direct
2021-08-20 Class A Common Stock S 757 $253.163 Disposed 83671 Direct
2021-08-20 Class A Common Stock S 3200 $254.604 Disposed 80471 Direct
2021-08-20 Class A Common Stock S 3688 $255.939 Disposed 76783 Direct
2021-08-20 Class A Common Stock S 2925 $257.102 Disposed 73858 Direct
2021-08-20 Class A Common Stock S 2500 $258.293 Disposed 71358 Direct
2021-08-20 Class A Common Stock S 2000 $259.632 Disposed 69358 Direct
2021-08-20 Class A Common Stock S 2050 $261.05 Disposed 67308 Direct
2021-08-20 Class A Common Stock S 1563 $262.516 Disposed 65745 Direct
2021-08-20 Class A Common Stock S 1143 $263.868 Disposed 64602 Direct
2021-08-20 Class A Common Stock S 2959 $264.933 Disposed 61643 Direct
2021-08-20 Class A Common Stock S 400 $265.576 Disposed 61243 Direct
2021-08-20 Class A Common Stock S 1267 $266.907 Disposed 59976 Direct
2021-08-20 Class A Common Stock S 1384 $267.81 Disposed 58592 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-20 Stock Option (Right to Buy) $8.88 M 31546 Disposed 2029-05-28 Class A Common Stock (31546.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 27014 Indirect
Class A Common Stock 1322092 Indirect

Footnotes

F1: The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $248.12 to $248.82, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $249.32 to $249.90, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $250.54 to $251.54, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $251.64 to $252.15, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $252.98 to $253.52, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $254.16 to $255.00, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $255.405 to $256.36, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $256.65 to $257.45, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $257.77 to $258.71, inclusive.

F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $258.99 to $259.99, inclusive.

F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $260.80 to $261.71, inclusive.

F13: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $262.05 to $263.00, inclusive.

F14: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $263.23 to $264.07, inclusive.

F15: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $264.28 to $265.26, inclusive.

F16: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $265.32 to $265.715, inclusive.

F17: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $266.39 to $267.38, inclusive.

F18: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $267.44 to $268.12, inclusive.

F19: The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.

F20: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F21: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date.