Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Snowflake Inc. Director's Dealing 2021

Sep 11, 2021

29911_dirs_2021-09-10_6c256a9f-fed6-499c-80f6-0a99f5755538.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-09-08

Reporting Person: Scarpelli Michael (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-08 Class A Common Stock M 60000 $8.88 Acquired 184895 Direct
2021-09-08 Class A Common Stock S 1462 $309.937 Disposed 183433 Direct
2021-09-08 Class A Common Stock S 4448 $310.86 Disposed 178985 Direct
2021-09-08 Class A Common Stock S 6751 $311.813 Disposed 172234 Direct
2021-09-08 Class A Common Stock S 12498 $313.035 Disposed 159736 Direct
2021-09-08 Class A Common Stock S 10317 $313.853 Disposed 149419 Direct
2021-09-08 Class A Common Stock S 1107 $314.651 Disposed 148312 Direct
2021-09-08 Class A Common Stock S 1400 $316.27 Disposed 146912 Direct
2021-09-08 Class A Common Stock S 6284 $317.371 Disposed 140628 Direct
2021-09-08 Class A Common Stock S 8162 $318.403 Disposed 132466 Direct
2021-09-08 Class A Common Stock S 7571 $319.193 Disposed 124895 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-08 Stock Option (Right to Buy) $8.88 M 60000 Disposed 2029-08-26 Class A Common Stock (60000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 160558 Indirect
Class A Common Stock 595607 Indirect
Class A Common Stock 2755 Indirect
Class A Common Stock 9686 Indirect
Class A Common Stock 2755 Indirect
Class A Common Stock 9686 Indirect
Class A Common Stock 2755 Indirect
Class A Common Stock 9686 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $309.31 to $310.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $310.37 to $311.25, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $311.42 to $312.34, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $312.43 to $313.43, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $313.48 to $314.38, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $314.50 to $314.86, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $315.61 to $316.61, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $316.83 to $317.765, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $317.86 to $318.86, inclusive.

F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $318.87 to $319.78, inclusive.

F12: The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.

F13: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.

F14: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F15: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F16: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F17: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F18: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F19: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.

F20: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.