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Snowflake Inc. Director's Dealing 2021

Sep 23, 2021

29911_dirs_2021-09-22_31d0f198-964a-4d8a-b746-d17f64f35c57.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-09-20

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-02 Class A Common Stock G 3155 Disposed 55437 Direct
2021-09-10 Class A Common Stock G 18928 Disposed 36509 Direct
2021-09-20 Class A Common Stock M 63093 $8.88 Acquired 99602 Direct
2021-09-20 Class A Common Stock S 1884 $305.075 Disposed 97718 Direct
2021-09-20 Class A Common Stock S 4299 $306.098 Disposed 93419 Direct
2021-09-20 Class A Common Stock S 1638 $307.201 Disposed 91781 Direct
2021-09-20 Class A Common Stock S 3725 $308.505 Disposed 88056 Direct
2021-09-20 Class A Common Stock S 4331 $309.53 Disposed 83725 Direct
2021-09-20 Class A Common Stock S 3434 $310.448 Disposed 80291 Direct
2021-09-20 Class A Common Stock S 9045 $311.568 Disposed 71246 Direct
2021-09-20 Class A Common Stock S 9140 $312.503 Disposed 62106 Direct
2021-09-20 Class A Common Stock S 9700 $313.50 Disposed 52406 Direct
2021-09-20 Class A Common Stock S 12369 $314.589 Disposed 40037 Direct
2021-09-20 Class A Common Stock S 3528 $315.295 Disposed 36509 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-20 Stock Option (Right to Buy) $8.88 M 63093 Disposed 2029-05-28 Class A Common Stock (63093.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 27014 Indirect
Class A Common Stock 1322092 Indirect

Footnotes

F1: The gifts and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $304.57 to $305.55, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $305.63 to $306.55, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $306.75 to $307.71, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $307.91 to $308.91, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $308.93 to $309.92, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $309.95 to $310.95, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $310.97 to $311.96, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $311.99 to $312.99, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $313.00 to $314.00, inclusive.

F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $314.04 to $315.03, inclusive.

F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $315.05 to $316.00, inclusive.

F13: The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.

F14: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F15: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.