Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Snowflake Inc. Director's Dealing 2021

Oct 6, 2021

29911_dirs_2021-10-05_57291656-024d-40d8-bfc1-9311e9490168.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-10-01

Reporting Person: Degnan Christopher William (Chief Revenue Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-10 Class A Common Stock G 15337 Disposed 74072 Direct
2021-10-01 Class A Common Stock M 6666 $0.74 Acquired 80738 Direct
2021-10-01 Class A Common Stock M 31678 $1.41 Acquired 112416 Direct
2021-10-01 Class A Common Stock S 2265 $298.922 Disposed 110151 Direct
2021-10-01 Class A Common Stock S 2501 $299.893 Disposed 107650 Direct
2021-10-01 Class A Common Stock S 5200 $300.999 Disposed 102450 Direct
2021-10-01 Class A Common Stock S 9204 $302.11 Disposed 93246 Direct
2021-10-01 Class A Common Stock S 6385 $303.039 Disposed 86861 Direct
2021-10-01 Class A Common Stock S 10005 $304.069 Disposed 76856 Direct
2021-10-01 Class A Common Stock S 2784 $304.994 Disposed 74072 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-01 Stock Option (Right to Buy) $0.74 M 6666 Disposed 2027-01-29 Class A Common Stock (6666.0) Direct
2021-10-01 Stock Option (Right to Buy) $1.41 M 31678 Disposed 2027-08-16 Class A Common Stock (31678.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 60000 Indirect
Class A Common Stock 410439 Indirect

Footnotes

F1: The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $298.40 to $299.34, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $299.41 to $300.31, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $300.49 to $301.49, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $301.51 to $302.49, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $302.58 to $303.565, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $303.60 to $304.59, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $304.67 to $305.28, inclusive.

F9: The shares are held by The Degnan Gift Trust for which the Reporting Person's immediate family members are beneficiaries.

F10: The shares are held by The Degnan Family Trust for which the Reporting Person is a trustee.

F11: The shares subject to the option are immediately exercisable and vest in 24 equal monthly installments beginning on November 1, 2019, subject to Reporting Person's continuous service through each such vesting date.

F12: The shares subject to the option are immediately exercisable and vest in 52 equal monthly installments beginning on July 1, 2017, subject to Reporting Person's continuous service through each such vesting date.