Snowflake Inc. — Director's Dealing 2021

Oct 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-10-13

Reporting Person: Scarpelli Michael (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-13	Class A Common Stock	M	60000	$8.88	Acquired	184895	Direct
2021-10-13	Class A Common Stock	S	2200	$315.178	Disposed	182695	Direct
2021-10-13	Class A Common Stock	S	2500	$316.762	Disposed	180195	Direct
2021-10-13	Class A Common Stock	S	3400	$317.584	Disposed	176795	Direct
2021-10-13	Class A Common Stock	S	4203	$318.744	Disposed	172592	Direct
2021-10-13	Class A Common Stock	S	1400	$319.815	Disposed	171192	Direct
2021-10-13	Class A Common Stock	S	3082	$320.901	Disposed	168110	Direct
2021-10-13	Class A Common Stock	S	14836	$321.918	Disposed	153274	Direct
2021-10-13	Class A Common Stock	S	8945	$322.925	Disposed	144329	Direct
2021-10-13	Class A Common Stock	S	3224	$323.806	Disposed	141105	Direct
2021-10-13	Class A Common Stock	S	2024	$325.127	Disposed	139081	Direct
2021-10-13	Class A Common Stock	S	4453	$326.172	Disposed	134628	Direct
2021-10-13	Class A Common Stock	S	5066	$327.027	Disposed	129562	Direct
2021-10-13	Class A Common Stock	S	3887	$328.24	Disposed	125675	Direct
2021-10-13	Class A Common Stock	S	780	$329.382	Disposed	124895	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-13	Stock Option (Right to Buy)	$8.88	M	60000	Disposed	2029-08-26	Class A Common Stock (60000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	589499	Indirect
Class A Common Stock	166666	Indirect
Class A Common Stock	9686	Indirect
Class A Common Stock	2755	Indirect
Class A Common Stock	2755	Indirect
Class A Common Stock	9686	Indirect
Class A Common Stock	2755	Indirect
Class A Common Stock	9686	Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $314.85 to $315.59, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $316.185 to $317.06, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $317.20 to $318.17, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $318.21 to $319.055, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $319.30 to $320.28, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $320.33 to $321.33, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $321.40 to $322.37, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $322.41 to $323.40, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $323.43 to $324.36, inclusive.

F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $324.59 to $325.57, inclusive.

F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $325.66 to $326.66, inclusive.

F13: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $326.68 to $327.67, inclusive.

F14: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $327.73 to $328.73, inclusive.

F15: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $328.76 to $329.65, inclusive.

F16: Reflects the distribution of 6,108 shares from the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust to the Reporting Person as an annuity payment on September 14, 2021.

F17: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.

F18: Reflects the transfer of 6,108 shares from the Reporting Person to the Scarpelli Family Trust on September 29, 2021.

F19: The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.

F20: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F21: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F22: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F23: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F24: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F25: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.

F26: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.