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Snowflake Inc. Director's Dealing 2021

Nov 13, 2021

29911_dirs_2021-11-12_f03d92f4-a9ec-4950-85f2-f83ec28ba318.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-11-10

Reporting Person: Scarpelli Michael (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-10 Class A Common Stock M 60000 $8.88 Acquired 184895 Direct
2021-11-10 Class A Common Stock S 1700 $359.542 Disposed 183195 Direct
2021-11-10 Class A Common Stock S 5973 $360.992 Disposed 177222 Direct
2021-11-10 Class A Common Stock S 7752 $361.838 Disposed 169470 Direct
2021-11-10 Class A Common Stock S 5146 $362.782 Disposed 164324 Direct
2021-11-10 Class A Common Stock S 3270 $363.82 Disposed 161054 Direct
2021-11-10 Class A Common Stock S 1970 $365.052 Disposed 159084 Direct
2021-11-10 Class A Common Stock S 7289 $366.181 Disposed 151795 Direct
2021-11-10 Class A Common Stock S 7877 $367.141 Disposed 143918 Direct
2021-11-10 Class A Common Stock S 4454 $368.093 Disposed 139464 Direct
2021-11-10 Class A Common Stock S 7369 $369.561 Disposed 132095 Direct
2021-11-10 Class A Common Stock S 5760 $370.428 Disposed 126335 Direct
2021-11-10 Class A Common Stock S 1140 $371.43 Disposed 125195 Direct
2021-11-10 Class A Common Stock S 300 $372.10 Disposed 124895 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-10 Stock Option (Right to Buy) $8.88 M 60000 Disposed 2029-08-26 Class A Common Stock (60000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 589499 Indirect
Class A Common Stock 166666 Indirect
Class A Common Stock 9686 Indirect
Class A Common Stock 2755 Indirect
Class A Common Stock 9686 Indirect
Class A Common Stock 2755 Indirect
Class A Common Stock 9686 Indirect
Class A Common Stock 2755 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $359.06 to $360.04, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $360.37 to $361.335, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $361.38 to $362.36, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $362.40 to $363.40, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $363.41 to $364.11, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $364.60 to $365.45, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $365.66 to $366.64, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $366.72 to $367.68, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $367.75 to $368.71, inclusive.

F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $368.92 to $369.91, inclusive.

F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $369.99 to $370.98, inclusive.

F13: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $371.06 to $371.99, inclusive.

F14: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.

F15: The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.

F16: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F17: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F18: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F19: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F20: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.

F21: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F22: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.