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Snowflake Inc. — Director's Dealing 2021
Nov 18, 2021
29911_dirs_2021-11-17_39f407ae-fbe1-4219-9c00-41181e5a0284.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-11-15
Reporting Person: GARRETT MARK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Class A Common Stock | M | 19125 | $3.74 | Acquired | 20349 | Direct |
| 2021-11-15 | Class A Common Stock | S | 19125 | $385.84 | Disposed | 1224 | Direct |
| 2021-11-15 | Class A Common Stock | S | 1355 | $385.84 | Disposed | 128869 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Stock Option (Right to Buy) | $3.74 | M | 19125 | Disposed | 2028-04-14 | Class A Common Stock (19125.0) | Direct |
Footnotes
F1: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F2: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F3: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner.
F4: The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date.