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Snowflake Inc. — Director's Dealing 2021
Nov 25, 2021
29911_dirs_2021-11-24_a1b3cded-e869-4b35-b287-0cdde6b8b893.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-11-22
Reporting Person: Slootman Frank (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-19 | Class A Common Stock | G | 6309 | — | Disposed | 17582 | Direct |
| 2021-11-22 | Class A Common Stock | M | 126183 | $8.88 | Acquired | 143765 | Direct |
| 2021-11-22 | Class A Common Stock | S | 8060 | $356.011 | Disposed | 135705 | Direct |
| 2021-11-22 | Class A Common Stock | S | 1715 | $356.876 | Disposed | 133990 | Direct |
| 2021-11-22 | Class A Common Stock | S | 4397 | $358.113 | Disposed | 129593 | Direct |
| 2021-11-22 | Class A Common Stock | S | 2741 | $359.221 | Disposed | 126852 | Direct |
| 2021-11-22 | Class A Common Stock | S | 3095 | $360.152 | Disposed | 123757 | Direct |
| 2021-11-22 | Class A Common Stock | S | 2066 | $361.371 | Disposed | 121691 | Direct |
| 2021-11-22 | Class A Common Stock | S | 7518 | $362.279 | Disposed | 114173 | Direct |
| 2021-11-22 | Class A Common Stock | S | 8210 | $363.537 | Disposed | 105963 | Direct |
| 2021-11-22 | Class A Common Stock | S | 15076 | $364.47 | Disposed | 90887 | Direct |
| 2021-11-22 | Class A Common Stock | S | 12653 | $365.396 | Disposed | 78234 | Direct |
| 2021-11-22 | Class A Common Stock | S | 3002 | $366.502 | Disposed | 75232 | Direct |
| 2021-11-22 | Class A Common Stock | S | 4540 | $367.44 | Disposed | 70692 | Direct |
| 2021-11-22 | Class A Common Stock | S | 2539 | $368.638 | Disposed | 68153 | Direct |
| 2021-11-22 | Class A Common Stock | S | 2600 | $369.503 | Disposed | 65553 | Direct |
| 2021-11-22 | Class A Common Stock | S | 1628 | $372.638 | Disposed | 63925 | Direct |
| 2021-11-22 | Class A Common Stock | S | 1454 | $373.755 | Disposed | 62471 | Direct |
| 2021-11-22 | Class A Common Stock | S | 2191 | $374.63 | Disposed | 60280 | Direct |
| 2021-11-22 | Class A Common Stock | S | 1200 | $375.443 | Disposed | 59080 | Direct |
| 2021-11-22 | Class A Common Stock | S | 300 | $376.69 | Disposed | 58780 | Direct |
| 2021-11-22 | Class A Common Stock | S | 1402 | $378.316 | Disposed | 57378 | Direct |
| 2021-11-22 | Class A Common Stock | S | 1455 | $379.279 | Disposed | 55923 | Direct |
| 2021-11-22 | Class A Common Stock | S | 940 | $381.133 | Disposed | 54983 | Direct |
| 2021-11-22 | Class A Common Stock | S | 900 | $382.121 | Disposed | 54083 | Direct |
| 2021-11-22 | Class A Common Stock | S | 6925 | $383.484 | Disposed | 47158 | Direct |
| 2021-11-22 | Class A Common Stock | S | 3801 | $384.355 | Disposed | 43357 | Direct |
| 2021-11-22 | Class A Common Stock | S | 4137 | $385.368 | Disposed | 39220 | Direct |
| 2021-11-22 | Class A Common Stock | S | 9101 | $386.43 | Disposed | 30119 | Direct |
| 2021-11-22 | Class A Common Stock | S | 7757 | $387.554 | Disposed | 22362 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-22 | Stock Option (Right to Buy) | $8.88 | M | 126183 | Disposed | 2029-05-28 | Class A Common Stock (126183.0) | Direct |
Footnotes
F1: The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $355.29 to $356.26, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $356.43 to $357.34, inclusive.
F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $357.53 to $358.52, inclusive.
F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $358.73 to $359.69, inclusive.
F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $359.78 to $360.755, inclusive.
F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $360.86 to $361.84, inclusive.
F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $361.92 to $362.73, inclusive.
F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $362.95 to $363.93, inclusive.
F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $363.97 to $364.96, inclusive.
F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $364.975 to $365.96, inclusive.
F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $365.99 to $366.99, inclusive.
F13: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $367.04 to $368.00, inclusive.
F14: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $368.14 to $369.12, inclusive.
F15: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $369.17 to $369.96, inclusive.
F16: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $372.00 to $372.85, inclusive.
F17: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $373.12 to $374.09, inclusive.
F18: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $374.25 to $375.01, inclusive.
F19: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $375.41 to $375.45, inclusive.
F20: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $377.91 to $378.69, inclusive.
F21: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $378.92 to $379.73, inclusive.
F22: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $380.69 to $381.65, inclusive.
F23: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $381.715 to $382.42, inclusive.
F24: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $382.785 to $383.78, inclusive.
F25: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $383.86 to $384.83, inclusive.
F26: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $384.92 to $385.83, inclusive.
F27: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $385.96 to $386.96, inclusive.
F28: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $386.97 to $387.90, inclusive.
F29: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.