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Snowflake Inc. — Director's Dealing 2021
Nov 25, 2021
29911_dirs_2021-11-24_d75eaaf1-e617-41be-9c6e-477b809fe417.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-11-22
Reporting Person: Slootman Frank (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Class A Common Stock | S | 3580 | $388.194 | Disposed | 18782 | Direct |
| 2021-11-22 | Class A Common Stock | S | 600 | $389.205 | Disposed | 18182 | Direct |
| 2021-11-22 | Class A Common Stock | S | 400 | $391.118 | Disposed | 17782 | Direct |
| 2021-11-22 | Class A Common Stock | S | 200 | $391.90 | Disposed | 17582 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 83014 | Indirect |
| Class A Common Stock | 1266092 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $387.975 to $388.930, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $390.895 to $391.775, inclusive.
F4: The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
F5: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.