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Snowflake Inc. Director's Dealing 2021

Dec 11, 2021

29911_dirs_2021-12-10_c4c07d90-c9c8-4827-9b49-71c9c5bd85c6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-12-08

Reporting Person: Scarpelli Michael (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-08 Class A Common Stock M 60000 $8.88 Acquired 184895 Direct
2021-12-08 Class A Common Stock S 776 $353.71 Disposed 184119 Direct
2021-12-08 Class A Common Stock S 900 $354.852 Disposed 183219 Direct
2021-12-08 Class A Common Stock S 1475 $357.149 Disposed 181744 Direct
2021-12-08 Class A Common Stock S 2135 $358.137 Disposed 179609 Direct
2021-12-08 Class A Common Stock S 2530 $359.297 Disposed 177079 Direct
2021-12-08 Class A Common Stock S 1756 $360.315 Disposed 175323 Direct
2021-12-08 Class A Common Stock S 6919 $361.228 Disposed 168404 Direct
2021-12-08 Class A Common Stock S 5000 $362.456 Disposed 163404 Direct
2021-12-08 Class A Common Stock S 1943 $363.584 Disposed 161461 Direct
2021-12-08 Class A Common Stock S 2190 $364.824 Disposed 159271 Direct
2021-12-08 Class A Common Stock S 900 $365.927 Disposed 158371 Direct
2021-12-08 Class A Common Stock S 2600 $367.003 Disposed 155771 Direct
2021-12-08 Class A Common Stock S 900 $368.272 Disposed 154871 Direct
2021-12-08 Class A Common Stock S 3208 $369.97 Disposed 151663 Direct
2021-12-08 Class A Common Stock S 5495 $370.732 Disposed 146168 Direct
2021-12-08 Class A Common Stock S 12338 $371.927 Disposed 133830 Direct
2021-12-08 Class A Common Stock S 8435 $372.782 Disposed 125395 Direct
2021-12-08 Class A Common Stock S 500 $373.588 Disposed 124895 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-08 Stock Option (Right to Buy) $8.88 M 60000 Disposed 2029-08-26 Class A Common Stock (60000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 589499 Indirect
Class A Common Stock 166666 Indirect
Class A Common Stock 9686 Indirect
Class A Common Stock 2755 Indirect
Class A Common Stock 9686 Indirect
Class A Common Stock 2755 Indirect
Class A Common Stock 9686 Indirect
Class A Common Stock 2755 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $353.23 to $353.95, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $354.69 to $354.99, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $356.51 to $357.40, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $357.53 to $358.51, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $358.78 to $359.54, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $359.88 to $360.80, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $360.92 to $361.86, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $362.00 to $362.98, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $363.03 to $363.86, inclusive.

F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $364.35 to $365.30, inclusive.

F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $365.57 to $366.24, inclusive.

F13: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $366.63 to $367.33, inclusive.

F14: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $367.69 to $368.58, inclusive.

F15: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $369.31 to $370.31, inclusive.

F16: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $370.36 to $371.35, inclusive.

F17: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $371.40 to $372.40, inclusive.

F18: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $372.41 to $373.36, inclusive.

F19: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $373.43 to $373.93, inclusive.

F20: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.

F21: The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.

F22: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F23: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F24: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F25: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F26: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F27: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

F28: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date.