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Snap-on Inc — Director's Dealing 2024
Feb 13, 2024
30335_dirs_2024-02-12_d22f7f9a-e611-451e-9638-d052ece4bb5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snap-on Inc (SNA)
CIK: 0000091440
Period of Report: 2024-02-11
Reporting Person: OZOLINS MARTY V. (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-11 | Common Stock | M | 16 | — | Acquired | 760.9581 | Direct |
| 2024-02-11 | Common Stock | F | 16 | $262.43 | Disposed | 744.9581 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-11 | Deferred Stock Units | $ | M | 189 | Acquired | Common Stock (189) | Direct | |
| 2024-02-11 | Restricted Stock Units | $ | M | 189 | Disposed | 2024-02-11 | Common Stock (189) | Direct |
| 2024-02-11 | Restricted Stock Units | $ | M | 16 | Disposed | 2024-02-11 | Common Stock (16) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $168.70 | 2027-02-09 | Common Stock (800) | 800 | Direct |
| Stock Option (Right to Buy) | $161.18 | 2028-02-15 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $155.92 | 2029-02-14 | Common Stock (1250) | 1250 | Direct |
| Stock Option (Right to Buy) | $155.34 | 2030-02-13 | Common Stock (1300) | 1300 | Direct |
| Stock Option (Right to Buy) | $189.89 | 2031-02-11 | Common Stock (1316) | 1316 | Direct |
| Stock Option (Right to Buy) | $211.67 | 2032-02-10 | Common Stock (1676) | 1676 | Direct |
| Stock Option (Right to Buy) | $249.26 | 2033-02-09 | Common Stock (1377) | 1377 | Direct |
| Restricted Stock Units | $ | 2025-02-10 | Common Stock (286) | 286 | Direct |
| Restricted Stock Units | $ | 2026-02-09 | Common Stock (315) | 315 | Direct |
| Performance Units | $ | Common Stock (410) | 410 | Direct | |
| Performance Units | $ | Common Stock (573) | 573 | Direct | |
| Performance Units | $ | Common Stock (629) | 629 | Direct |
Footnotes
F1: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period. The reporting person elected to defer a portion of the restricted stock units on vesting.
F2: Includes 18.6767 shares acquired under a dividend reinvestment plan.
F3: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.
F4: 1 for 1.
F5: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
F6: This information is based on a plan statement dated December 31, 2023, as updated by the transaction being reported.
F7: Option fully vested.
F8: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F9: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F10: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12: If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.