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Snap-on Inc Director's Dealing 2024

Apr 2, 2024

30335_dirs_2024-04-01_43ae2504-7e13-4787-bec6-24eb43b59b24.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snap-on Inc (SNA)
CIK: 0000091440
Period of Report: 2024-03-28

Reporting Person: Miller Richard Thomas (VP, Gen Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-28 Common Stock M 704 $138.03 Acquired 3916.8491 Direct
2024-03-28 Common Stock S 704 $298.1607 Disposed 3212.8491 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-03-28 Stock Option (Right to Buy) $138.03 M 704 Disposed 2026-02-11 Common Stock (704) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $168.70 2027-02-09 Common Stock (4750) 4750 Direct
Stock Option (Right to Buy) $161.18 2028-02-15 Common Stock (3728) 3728 Direct
Stock Option (Right to Buy) $155.92 2029-02-14 Common Stock (4500) 4500 Direct
Stock Option (Right to Buy) $155.34 2030-02-13 Common Stock (4700) 4700 Direct
Stock Option (Right to Buy) $189.89 2031-02-11 Common Stock (2815) 2815 Direct
Stock Option (Right to Buy) $211.67 2032-02-10 Common Stock (2941) 2941 Direct
Stock Option (Right to Buy) $249.26 2033-02-09 Common Stock (2433) 2433 Direct
Stock Option (Right to Buy) $269.00 2034-02-15 Common Stock (2670) 2670 Direct
Restricted Stock Units $ 2025-02-10 Common Stock (502) 502 Direct
Restricted Stock Units $ 2026-02-09 Common Stock (556) 556 Direct
Restricted Stock Units $ 2027-02-15 Common Stock (576) 576 Direct
Performance Units $ Common Stock (1006) 1006 Direct
Performance Units $ Common Stock (1111) 1111 Direct
Performance Units $ Common Stock (1152) 1152 Direct
Deferred Stock Units $ Common Stock (676.2163) 676.2163 Direct

Footnotes

F1: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.

F2: Includes 2.1228 shares acquired under a dividend reinvestment plan.

F3: This transaction was executed in multiple trades at prices ranging from $298.03 to $298.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

F4: Option fully vested.

F5: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.

F6: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

F7: 1 for 1.

F8: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F9: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F10: If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F11: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F12: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.