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Snap-on Inc — Director's Dealing 2024
Oct 29, 2024
30335_dirs_2024-10-29_d0af5cd8-a2a2-4af1-b979-b956869eaac1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snap-on Inc (SNA)
CIK: 0000091440
Period of Report: 2024-10-28
Reporting Person: Ward Thomas J (Sr VP & President - RS&I Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-28 | Common Stock | M | 5092 | $189.89 | Acquired | 60492.9289 | Direct |
| 2024-10-28 | Common Stock | M | 7645 | $211.67 | Acquired | 68137.9289 | Direct |
| 2024-10-28 | Common Stock | S | 7672 | $332.7783 | Disposed | 60465.9289 | Direct |
| 2024-10-28 | Common Stock | S | 5065 | $333.858 | Disposed | 55400.9289 | Direct |
| 2024-10-29 | Common Stock | G | 300 | — | Disposed | 55100.9289 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-28 | Stock Option (Right to Buy) | $189.89 | M | 5092 | Disposed | 2031-02-11 | Common Stock (5092) | Direct |
| 2024-10-28 | Stock Option (Right to Buy) | $211.67 | M | 7645 | Disposed | 2032-02-10 | Common Stock (7645) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $249.26 | 2033-02-09 | Common Stock (7928) | 7928 | Direct |
| Stock Option (Right to Buy) | $269.00 | 2034-02-15 | Common Stock (7106) | 7106 | Direct |
| Restricted Stock Units | $ | 2025-02-10 | Common Stock (1960) | 1960 | Direct |
| Restricted Stock Units | $ | 2026-02-09 | Common Stock (1811) | 1811 | Direct |
| Restricted Stock Units | $ | 2027-02-15 | Common Stock (1533) | 1533 | Direct |
| Performance Units | $ | Common Stock (3921) | 3921 | Direct | |
| Performance Units | $ | Common Stock (3621) | 3621 | Direct | |
| Performance Units | $ | Common Stock (3065) | 3065 | Direct |
Footnotes
F1: Includes 0.1165 shares acquired under a dividend reinvestment plan.
F2: This transaction was executed in multiple trades at prices ranging from $332.56 to $333.5533. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3: This transaction was executed in multiple trades at prices ranging from $333.59 to $334.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4: Bona fide gift.
F5: Option fully vested.
F6: Exercise of Rule 16b-3 stock option.
F7: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F8: 1 for 1.
F9: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F10: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11: If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.