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Snap-on Inc — Director's Dealing 2023
Feb 14, 2023
30335_dirs_2023-02-13_7b6de692-e345-42ca-aa80-5966c3ca3713.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snap-on Inc (SNA)
CIK: 0000091440
Period of Report: 2023-02-09
Reporting Person: OZOLINS MARTY V. (Vice President & Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-09 | Stock Option (Right to Buy) | $249.26 | A | 1377 | Acquired | 2033-02-09 | Common Stock (1377) | Direct |
| 2023-02-09 | Restricted Stock Units | $ | A | 315 | Acquired | 2026-02-09 | Common Stock (315) | Direct |
| 2023-02-09 | Performance Units | $ | A | 629 | Acquired | Common Stock (629) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 726.2814 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $168.70 | 2027-02-09 | Common Stock (800) | 800 | Direct |
| Stock Option (Right to Buy) | $161.18 | 2028-02-15 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $155.92 | 2029-02-14 | Common Stock (1250) | 1250 | Direct |
| Stock Option (Right to Buy) | $155.34 | 2030-02-13 | Common Stock (1300) | 1300 | Direct |
| Stock Option (Right to Buy) | $189.89 | 2031-02-11 | Common Stock (1316) | 1316 | Direct |
| Stock Option (Right to Buy) | $211.67 | 2032-02-10 | Common Stock (1676) | 1676 | Direct |
| Restricted Stock Units | $ | 2024-02-11 | Common Stock (205) | 205 | Direct |
| Restricted Stock Units | $ | 2025-02-10 | Common Stock (286) | 286 | Direct |
| Performance Units | $ | Common Stock (410) | 410 | Direct | |
| Performance Units | $ | Common Stock (573) | 573 | Direct | |
| Deferred Stock Units | $ | Common Stock (859.0035) | 859.0035 | Direct |
Footnotes
F1: Includes 19.1559 shares acquired under a dividend reinvestment plan.
F2: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F3: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.
F4: 1 for 1.
F5: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F6: If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F7: Option fully vested.
F8: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F9: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
F11: This information is based on a plan statement dated December 31, 2022.