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Snap-on Inc Director's Dealing 2023

Apr 27, 2023

30335_dirs_2023-04-27_cba9f487-12c0-4809-8305-b9a0ec1d3637.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snap-on Inc (SNA)
CIK: 0000091440
Period of Report: 2023-04-27

Reporting Person: Arregui Jesus (Sr VP & President - Commercial)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-04-27 Common Stock M 3466 $109.43 Acquired 7451.5371 Direct
2023-04-27 Common Stock D 1478 $256.6376 Disposed 5973.5371 Direct
2023-04-27 Common Stock S 1988 $256.6376 Disposed 3985.5371 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-04-27 Stock Appreciation Rights $109.43 M 3466 Disposed 2024-02-13 Common Stock (3466) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Rights $144.69 2025-02-12 Common Stock (5500) 5500 Direct
Stock Appreciation Rights $138.03 2026-02-11 Common Stock (6500) 6500 Direct
Stock Appreciation Rights $168.70 2027-02-09 Common Stock (7500) 7500 Direct
Stock Appreciation Rights $161.18 2028-02-15 Common Stock (5674) 5674 Direct
Stock Appreciation Rights $155.92 2029-02-14 Common Stock (12000) 12000 Direct
Stock Appreciation Rights $155.34 2030-02-13 Common Stock (13500) 13500 Direct
Stock Appreciation Rights $189.89 2031-02-11 Common Stock (9672) 9672 Direct
Stock Appreciation Rights $211.67 2032-02-10 Common Stock (8003) 8003 Direct
Restricted Stock Units $ 2024-02-11 Common Stock (1508) 1508 Direct
Restricted Stock Units $ 2025-02-10 Common Stock (1368) 1368 Direct
Restricted Stock Units $ 2026-02-09 Common Stock (1332) 1332 Direct
Performance Units $ Common Stock (3016) 3016 Direct
Performance Units $ Common Stock (2736) 2736 Direct
Performance Units $ Common Stock (2663) 2663 Direct
Stock Appreciation Rights $249.26 2033-02-09 Common Stock (5830) 5830 Direct

Footnotes

F1: Exercise of Rule 16b-3 stock appreciation rights.

F2: Includes 1.3139 shares acquired under a dividend reinvestment plan.

F3: This transaction was executed in multiple trades at prices ranging from $256.10 to $256.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

F4: Stock appreciation rights grant fully vested.

F5: Original stock appreciation rights grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

F6: 1 for 1.

F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F8: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F10: If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.