AI assistant
Snap-on Inc — Director's Dealing 2021
Feb 16, 2021
30335_dirs_2021-02-16_d09ec572-19a7-428b-9cd8-353c0bc38f27.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snap-on Inc (SNA)
CIK: 0000091440
Period of Report: 2021-02-11
Reporting Person: Pagliari Aldo John (Sr VP - Finance & CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Stock Option (Right to Buy) | $189.89 | A | 14986 | Acquired | 2031-02-11 | Common Stock (14986) | Direct |
| 2021-02-11 | Performance Units | $ | A | 4673 | Acquired | Common Stock (4673) | Direct | |
| 2021-02-11 | Restricted Stock Units | $ | A | 2337 | Acquired | 2024-02-11 | Common Stock (2337) | Direct |
| 2021-02-11 | Performance Units | $ | D | 3024 | Disposed | Common Stock (3024) | Direct | |
| 2021-02-11 | Restricted Stock Units | $ | D | 2840 | Disposed | Common Stock (2840) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57405.8819 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $60.00 | 2022-02-08 | Common Stock (27000) | 27000 | Direct |
| Stock Option (Right to Buy) | $79.04 | 2023-02-13 | Common Stock (30000) | 30000 | Direct |
| Stock Option (Right to Buy) | $109.43 | 2024-02-13 | Common Stock (33000) | 33000 | Direct |
| Stock Option (Right to Buy) | $144.69 | 2025-02-12 | Common Stock (34000) | 34000 | Direct |
| Stock Option (Right to Buy) | $138.03 | 2026-02-11 | Common Stock (35000) | 35000 | Direct |
| Stock Option (Right to Buy) | $168.70 | 2027-02-09 | Common Stock (36000) | 36000 | Direct |
| Stock Option (Right to Buy) | $161.18 | 2028-02-15 | Common Stock (26052) | 26052 | Direct |
| Stock Option (Right to Buy) | $155.92 | 2029-02-14 | Common Stock (23500) | 23500 | Direct |
| Stock Option (Right to Buy) | $155.34 | 2030-02-13 | Common Stock (23500) | 23500 | Direct |
| Performance Units | $ | Common Stock (2992) | 2992 | Direct | |
| Performance Units | $ | Common Stock (2840) | 2840 | Direct |
Footnotes
F1: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F2: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.
F3: 1 for 1.
F4: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F5: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F6: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.
F7: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.
F8: Option fully vested.
F9: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.