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Snap-on Inc Director's Dealing 2021

Feb 25, 2021

30335_dirs_2021-02-25_aa3323d5-e68d-47df-a36a-02bbe4c87300.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snap-on Inc (SNA)
CIK: 0000091440
Period of Report: 2021-02-24

Reporting Person: Strege Richard K (Vice President & Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-24 Common Stock M 1533 $144.69 Acquired 3603.4195 Direct
2021-02-24 Common Stock S 1533 $200.00 Disposed 2070.4195 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-24 Stock Option (Right to Buy) $144.69 M 1533 Disposed 2025-02-12 Common Stock (1533) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $168.70 2027-02-09 Common Stock (5000) 5000 Direct
Stock Option (Right to Buy) $161.18 2028-02-15 Common Stock (4774) 4774 Direct
Stock Option (Right to Buy) $155.92 2029-02-14 Common Stock (5000) 5000 Direct
Stock Option (Right to Buy) $155.34 2030-02-13 Common Stock (5300) 5300 Direct
Stock Option (Right to Buy) $189.89 2031-02-11 Common Stock (3628) 3628 Direct
Restricted Stock Units $ 2024-02-11 Common Stock (566) 566 Direct
Performance Units $ Common Stock (672) 672 Direct
Performance Units $ Common Stock (668) 668 Direct
Performance Units $ Common Stock (1131) 1131 Direct

Footnotes

F1: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F2: Option fully vested.

F3: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F4: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

F5: 1 for 1.

F6: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F7: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.