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Snap-on Inc Director's Dealing 2021

May 5, 2021

30335_dirs_2021-05-05_f71fc595-a701-47f0-9cba-a12d96a1803d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snap-on Inc (SNA)
CIK: 0000091440
Period of Report: 2021-05-04

Reporting Person: Pagliari Aldo John (Sr VP - Finance & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-04 Common Stock M 7439 $79.04 Acquired 66006.3839 Direct
2021-05-04 Common Stock S 7439 $243.0204 Disposed 58567.3839 Direct
2021-05-05 Common Stock M 61 $79.04 Acquired 58628.3839 Direct
2021-05-05 Common Stock S 61 $242.90 Disposed 58567.3839 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-04 Stock Option (Right to Buy) $79.04 M 7439 Disposed 2023-02-13 Common Stock (7439) Direct
2021-05-05 Stock Option (Right to Buy) $79.04 M 61 Disposed 2023-02-13 Common Stock (61) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $60.00 2022-02-08 Common Stock (24000) 24000 Direct
Stock Option (Right to Buy) $109.43 2024-02-13 Common Stock (33000) 33000 Direct
Stock Option (Right to Buy) $144.69 2025-02-12 Common Stock (34000) 34000 Direct
Stock Option (Right to Buy) $138.03 2026-02-11 Common Stock (35000) 35000 Direct
Stock Option (Right to Buy) $168.70 2027-02-09 Common Stock (36000) 36000 Direct
Stock Option (Right to Buy) $161.18 2028-02-15 Common Stock (26052) 26052 Direct
Stock Option (Right to Buy) $155.92 2029-02-14 Common Stock (23500) 23500 Direct
Stock Option (Right to Buy) $155.34 2030-02-13 Common Stock (23500) 23500 Direct
Stock Option (Right to Buy) $189.89 2031-02-11 Common Stock (14986) 14986 Direct
Restricted Stock Units $ 2024-02-11 Common Stock (2337) 2337 Direct
Performance Units $ Common Stock (2992) 2992 Direct
Performance Units $ Common Stock (2840) 2840 Direct
Performance Units $ Common Stock (4673) 4673 Direct

Footnotes

F1: Includes 13.5020 shares acquired under a dividend reinvestment plan.

F2: This transaction was executed in multiple trades at prices ranging from $242.90 to $243.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

F3: Option fully vested.

F4: Exercise of Rule 16b-3 stock option.

F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

F6: 1 for 1.

F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F8: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F10: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.