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Snap-on Inc — Director's Dealing 2012
Dec 4, 2012
30335_dirs_2012-12-04_f30e075f-28a6-4991-8707-29c16ce76804.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP-ON Inc (SNA)
CIK: 0000091440
Period of Report: 2012-12-03
Reporting Person: DECYK ROXANNE J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock | M | 3000 | $33.55 | Acquired | 10745 | Direct |
| 2012-12-03 | Common Stock | M | 3000 | $32.76 | Acquired | 13745 | Direct |
| 2012-12-03 | Common Stock | S | 6000 | $78.9611 | Disposed | 7745 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-03 | Stock Option (Right to Buy) | $33.55 | M | 3000 | Disposed | 2014-04-23 | Common Stock (3000) | Direct |
| 2012-12-03 | Stock Option (Right to Buy) | $32.76 | M | 3000 | Disposed | 2015-04-22 | Common Stock (3000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Units | $ | Common Stock (28318.795) | 28318.795 | Direct | |
| Restricted Stock Units | $ | Common Stock (9607) | 9607 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $78.88 to $79.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2: Exercise of Rule 16b-3 stock option.
F3: 1 for 1.
F4: Scheduled for issuance in lump sum after the earliest of November 5, 2022, termination of service as a director, death or upon change in control.
F5: Includes 283.856 deferred stock units acquired through exempt dividend reinvestments.
F6: All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares in one lump sum upon the earliest of the reporting person's 70th birthday, death or a change in control.