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Snap-on Inc Director's Dealing 2012

Dec 31, 2012

30335_dirs_2012-12-31_d4430c90-3184-4572-ad3f-450b9578c2f8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SNAP-ON Inc (SNA)
CIK: 0000091440
Period of Report: 2012-12-29

Reporting Person: Pagliari Aldo John (Sr VP - Finance & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-29 Common Stock M 3477 Acquired 13575.8206 Direct
2012-12-29 Common Stock F 1190 $77.34 Disposed 12385.8206 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-29 Restricted Stock Units $ M 3477 Disposed Common Stock (3477) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $31.52 2014-01-23 Common Stock (4800) 4800 Direct
Stock Option (Right to Buy) $33.75 2015-02-18 Common Stock (4320) 4320 Direct
Stock Option (Right to Buy) $39.35 2016-02-16 Common Stock (6480) 6480 Direct
Stock Option (Right to Buy) $50.22 2017-02-15 Common Stock (6480) 6480 Direct
Stock Option (Right to Buy) $51.75 2018-02-13 Common Stock (6480) 6480 Direct
Stock Option (Right to Buy) $29.69 2019-02-11 Common Stock (6480) 6480 Direct
Stock Option (Right to Buy) $41.01 2020-02-10 Common Stock (6480) 6480 Direct
Stock Option (Right to Buy) $58.94 2021-02-09 Common Stock (20000) 20000 Direct
Stock Option (Right to Buy) $60.00 2022-02-08 Common Stock (27000) 27000 Direct
Restricted Stock Units $ Common Stock (7467) 7467 Direct
Restricted Stock Units $ Common Stock (6101) 6101 Direct
Performance Units $ Common Stock (2390) 2390 Direct
Performance Units $ Common Stock (4674) 4674 Direct
Performance Units $ Common Stock (6101) 6101 Direct
Deferred Stock Units $ Common Stock (2135.842) 2135.842 Direct

Footnotes

F1: The restricted stock units were earned based on company performance during 2010 and vested in one installment based on continued employment through the end of fiscal 2012; the shares will be issued within 30 days of fiscal 2012 year end.

F2: Includes shares acquired under the Dividend Reinvestment and Direct Stock Purchase Plan.

F3: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

F4: 1 for 1.

F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

F6: The restricted stock units were earned based on company performance during 2011. Assuming continued employment through the end of fiscal 2013, the units will then vest in one installment and the shares will be issued shortly thereafter.

F7: The restricted stock units may be earned based on the achievement of certain company goals during fiscal 2012. Assuming continued employment through the end of fiscal 2014, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.

F8: If the company achieves certain goals over the 2010-2012 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.

F9: If the company achieves certain goals over the 2011-2013 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.

F10: If the company achieves certain goals over the 2012-2014 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.

F11: Payment will begin within 30 days first beginning after the date specified in advance of the deferral by the reporting person, death, disability or termination of employment.

F12: This information is based on a plan statement dated September 30, 2012.