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Snap-on Inc — Director's Dealing 2011
May 3, 2011
30335_dirs_2011-05-03_9bdf1c4a-627a-427c-9a1a-e2b359cd884f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP-ON Inc (SNA)
CIK: 0000091440
Period of Report: 2011-04-29
Reporting Person: KELLY ARTHUR L (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-29 | Deferred Stock Units | $ | A | 275 | Acquired | Common Stock (275) | Direct | |
| 2011-04-29 | Restricted Stock Units | $ | A | 1669 | Acquired | Common Stock (1669) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
| Common Stock | 24700.198 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.08 | 2012-04-25 | Common Stock (3000) | 3000 | Direct |
| Stock Option (Right to Buy) | $28.43 | 2013-04-24 | Common Stock (3000) | 3000 | Direct |
| Stock Option (Right to Buy) | $33.55 | 2014-04-23 | Common Stock (3000) | 3000 | Direct |
| Stock Option (Right to Buy) | $32.76 | 2015-04-22 | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: Shares reported are held by the Kelly Family Trust and the A.L. Kelly Trust for which the reporting person is a trustee and beneficiary.
F2: Includes 136.148 shares acquired under the Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
F3: 1 for 1.
F4: Payment of fees in stock under the Corporation's Directors' 1993 Fee Plan.
F5: Scheduled for issuance in ten equal annual installments after the earliest of July 1, 2012, termination of service as a director, death or upon a change in control.
F6: Includes 149.024 deferred stock units acquired through exempt dividend reinvestments.
F7: Grant of restricted stock units from the Company.
F8: All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares upon the earliest of July 1, 2012 (in which case he will receive them in ten equal installments), death or a change in control.