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Snap-on Inc — Director's Dealing 2008
Feb 15, 2008
30335_dirs_2008-02-15_65d75351-b04e-4106-b01b-b060d6376d44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP ON INC (SNA)
CIK: 0000091440
Period of Report: 2008-02-13
Reporting Person: PINCHUK NICHOLAS T (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-02-13 | Common Stock | A | 10000 | — | Acquired | 10098.063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-02-13 | Stock Option (Right to Buy) | $51.75 | A | 99000 | Acquired | 2018-02-13 | Common Stock (99000) | Direct |
| 2008-02-13 | Restricted Stock | $ | A | 46700 | Acquired | Common Stock (46700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 599.98 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.06 | 2012-06-27 | Common Stock (40000) | 40000 | Direct |
| Stock Option (Right to Buy) | $25.11 | 2013-01-24 | Common Stock (40500) | 40500 | Direct |
| Stock Option (Right to Buy) | $31.52 | 2014-01-23 | Common Stock (40500) | 40500 | Direct |
| Stock Option (Right to Buy) | $33.75 | 2015-02-18 | Common Stock (35000) | 35000 | Direct |
| Stock Option (Right to Buy) | $39.35 | 2016-02-16 | Common Stock (42000) | 42000 | Direct |
| Stock Option (Right to Buy) | $50.22 | 2017-02-15 | Common Stock (40000) | 40000 | Direct |
| Deferred Stock Units | $ | Common Stock (7294.763) | 7294.763 | Direct | |
| Restricted Stock | $ | Common Stock (24000) | 24000 | Direct | |
| Restricted Stock | $ | Common Stock (18500) | 18500 | Direct |
Footnotes
F1: This information is based on a plan statement dated 12/31/07.
F2: 1 for 1.
F3: Payment will begin within 30 days first beginning after the earliest of the date specified in advance of the deferral by the reporting person, death, disability, retirement or termination of employment.
F4: The stock vests on the achievement of certain company initiatives over the 2006-2008 period.
F5: One half of the option vested on 2/16/2007 and the remainder vests on 2/16/2008.
F6: One third of the option vests on each of 2/15/2008, 2/15/2009, and 2/15/2010.
F7: The stock vests on the achievement of certain company initiatives over the 2007-2009 period.
F8: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.
F9: Vesting of performance stock-based award based on the achievement of certain company initiatives over the 2005-2007 period.
F10: One third of the option vests on each of 2/13/2009, 2/13/2010, and 2/13/2011.
F11: This stock vests on the achievement of certain company initiatives over the 2008-2010 period.
F12: Includes 98.063 shares acquired through exempt purchases under the Snap-on Incorporated Employee Stock Purchase Plan.
F13: Includes 163.495 deferred stock units acquired through exempt dividend reinvestments.