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Snap-on Inc — Director's Dealing 2008
Apr 25, 2008
30335_dirs_2008-04-25_b6fe65d8-cf8b-45cd-8798-8b86f39015c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP ON INC (SNA)
CIK: 0000091440
Period of Report: 2008-04-24
Reporting Person: ELLEN MARTIN M (SVP Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-04-24 | Common Stock | M | 10000 | $25.11 | Acquired | 10000 | Direct |
| 2008-04-24 | Common Stock | S | 2600 | $56.50 | Disposed | 7400 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.505 | Disposed | 7300 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.517 | Disposed | 7200 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.53 | Disposed | 7100 | Direct |
| 2008-04-24 | Common Stock | S | 400 | $56.56 | Disposed | 6700 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.567 | Disposed | 6600 | Direct |
| 2008-04-24 | Common Stock | S | 511 | $56.58 | Disposed | 6089 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.59 | Disposed | 5989 | Direct |
| 2008-04-24 | Common Stock | S | 1800 | $56.60 | Disposed | 4189 | Direct |
| 2008-04-24 | Common Stock | S | 811 | $56.61 | Disposed | 3378 | Direct |
| 2008-04-24 | Common Stock | S | 814 | $56.62 | Disposed | 2564 | Direct |
| 2008-04-24 | Common Stock | S | 400 | $56.63 | Disposed | 2164 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.64 | Disposed | 2064 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.645 | Disposed | 1964 | Direct |
| 2008-04-24 | Common Stock | S | 200 | $56.65 | Disposed | 1764 | Direct |
| 2008-04-24 | Common Stock | S | 300 | $56.66 | Disposed | 1464 | Direct |
| 2008-04-24 | Common Stock | S | 200 | $56.72 | Disposed | 1264 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.73 | Disposed | 1164 | Direct |
| 2008-04-24 | Common Stock | S | 200 | $56.74 | Disposed | 964 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.75 | Disposed | 864 | Direct |
| 2008-04-24 | Common Stock | S | 100 | $56.82 | Disposed | 764 | Direct |
| 2008-04-24 | Common Stock | S | 264 | $56.86 | Disposed | 500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-04-24 | Stock Option (Right to Buy) | $25.11 | M | 10000 | Disposed | 2013-01-24 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 518.566 | Indirect |
| Common Stock | 33143 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $31.52 | 2014-01-23 | Common Stock (41828) | 41828 | Direct |
| Stock Option (Right to Buy) | $33.75 | 2015-02-18 | Common Stock (40000) | 40000 | Direct |
| Stock Option (Right to Buy) | $39.35 | 2016-02-16 | Common Stock (42000) | 42000 | Direct |
| Stock Option (Right to Buy) | $50.22 | 2017-02-15 | Common Stock (40000) | 40000 | Direct |
| Stock Option (Right to Buy) | $51.75 | 2018-02-13 | Common Stock (42000) | 42000 | Direct |
| Deferred Stock Units | $ | Common Stock (6000.4292) | 6000.4292 | Direct | |
| Restricted Stock | $ | Common Stock (24000) | 24000 | Direct | |
| Restricted Stock | $ | Common Stock (18500) | 18500 | Direct | |
| Restricted Stock | $ | Common Stock (20640) | 20640 | Direct |
Footnotes
F1: Shares are held by Martin Robin Partners LP.
F2: One third of the option vested on 2/15/2008, and one third will vest on each of 2/15/2009 and 2/15/2010.
F3: One third of the option vests on each of 2/13/2009, 2/13/2010, and 2/13/2011.
F4: 1 for 1.
F5: Payment will begin within 30 days first beginning after the earliest date specified in advance of the deferral by the reporting person, death, disability, retirement or termination of employment.
F6: The stock vests on the achievement of certain company initiatives over the 2006-2008 period.
F7: The stock vests on the achievement of certain company initiatives over the 2007-2009 period.
F8: The stock vests on the achievement of certain company initiatives over the 2008-2010 period.
F9: This information is based on a plan statement dated April 24, 2008.
F10: Exercise of Rule 16b-3 stock option.
F11: Includes 37.8576 deferred stock units acquired through exempt dividend reinvestments.