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Snap-on Inc — Director's Dealing 2007
May 31, 2007
30335_dirs_2007-05-31_43f61a30-106f-455c-b62b-659480be25d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP ON INC (SNA)
CIK: 0000091440
Period of Report: 2007-05-31
Reporting Person: MARRINAN SUSAN F (VP, Secretary, C.L.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-05-31 | Common Stock | M | 1413 | $34.50 | Acquired | 4913.63 | Direct |
| 2007-05-31 | Common Stock | M | 3172 | $31.52 | Acquired | 8085.63 | Direct |
| 2007-05-31 | Common Stock | M | 13000 | $33.75 | Acquired | 21085.63 | Direct |
| 2007-05-31 | Common Stock | S | 3000 | $54.08 | Disposed | 18085.63 | Direct |
| 2007-05-31 | Common Stock | S | 2500 | $54.09 | Disposed | 15585.63 | Direct |
| 2007-05-31 | Common Stock | S | 4200 | $54.10 | Disposed | 11385.63 | Direct |
| 2007-05-31 | Common Stock | S | 800 | $54.11 | Disposed | 10585.63 | Direct |
| 2007-05-31 | Common Stock | S | 2500 | $54.12 | Disposed | 8085.63 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-05-31 | Stock Option (Right to Buy) | $34.50 | M | 1413 | Disposed | 2009-01-22 | Common Stock (1413) | Direct |
| 2007-05-31 | Stock Option (Right to Buy) | $31.52 | M | 3172 | Disposed | 2014-01-23 | Common Stock (3172) | Direct |
| 2007-05-31 | Stock Option (Right to Buy) | $33.75 | M | 13000 | Disposed | 2015-02-18 | Common Stock (13000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 517.75 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $39.71 | 2008-01-23 | Common Stock (2518) | 2518 | Direct |
| Stock Option (Right to Buy) | $39.35 | 2016-02-16 | Common Stock (12000) | 12000 | Direct |
| Stock Option (Right to Buy) | $50.22 | 2017-02-15 | Common Stock (8000) | 8000 | Direct |
| Deferred Stock Unit | $ | Common Stock (2244.269) | 2244.269 | Direct | |
| Restricted Stock | $ | Common Stock (7000) | 7000 | Direct | |
| Restricted Stock | $ | Common Stock (5000) | 5000 | Direct |
Footnotes
F1: This information is based on a plan statement dated 12/31/2006.
F2: One half of the option vested on 2/16/2007 and the remainder vests on 2/16/2008.
F3: 1 for 1.
F4: Payment will begin within 30 days first beginning after the earliest of the date specified in advance of the deferral by the reporting person, death, disability, retirement, or termination of employment.
F5: The stock vests on the achievement of certain company initiatives over the 2006-2008 period.
F6: Exercise of Rule 16b-3 stock option.
F7: One third of the option vests on each of 2/15/2008, 2/15/2009, and 2/15/2010.
F8: The stock vests on the achievement of certain company initiatives over the 2007-2009 period.