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Snap-on Inc — Director's Dealing 2004
Jan 28, 2004
30335_dirs_2004-01-27_896a8e6a-c2fc-4233-8937-59ef3b6e0513.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP ON INC (SNA)
CIK: 0000091440
Period of Report: 2004-01-23
Reporting Person: BILAND ALAN T (VP - Chief Information Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-01-23 | Stock Option (Right to Buy) | $31.52 | A | 13500 | Acquired | 2014-01-23 | Common Stock (13500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2422.108 | Direct |
| Common Stock | 1771.379 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $45.75 | 2008-04-06 | Common Stock (5000) | 5000 | Direct |
| Stock Option (Right to Buy) | $34.50 | 2009-01-22 | Common Stock (12000) | 12000 | Direct |
| Stock Option (Right to Buy) | $29.36 | 2011-04-27 | Common Stock (20000) | 20000 | Direct |
| Stock Option (Right to Buy) | $26.23 | 2011-06-21 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $32.22 | 2012-01-25 | Common Stock (20000) | 20000 | Direct |
| Stock Option (Right to Buy) | $25.11 | 2013-01-24 | Common Stock (13500) | 13500 | Direct |
| Deferred Stock Units | $ | Common Stock (4304) | 4304 | Direct | |
| Deferred Stock Units | $ | Common Stock (5255.951) | 5255.951 | Direct | |
| Deferred Stock Units | $ | Common Stock (9500) | 9500 | Direct | |
| Deferred Stock Units | $ | Common Stock (18000) | 18000 | Direct |
Footnotes
F1: Includes 266.898 shares acquired pursuant to the Snap-on Incorporated Employee Stock Ownership Plan. Also includes 25.079 shares acquired under the Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
F2: Includes 300.903 shares acquired pursuant to the Corporation's 401(k) Plan.
F3: One-half of option vested on 1/24/2004 and the remainder vests on 1/24/2005.
F4: One-half of option vests on 1/23/2005 and the remainder vests on 1/23/2006.
F5: Grant of stock option from company. There is not a price for the derivative security.
F6: 1 for 1.
F7: Payments will begin within 30 days first beginning after the earlist of the date specified in advance of the deferral by the reporting person, death, disability, retirement or termination of employment.
F8: Includes 65.097 shares acquired pursuant to the Corporation's Deferred Compensation Plan.
F9: The units vest on the achievement of certain company initiatives over the 2002-2003 period.
F10: The units vest on the achievement of certain company initiatives over the 2003-2005 period.