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Snap-on Inc — Director's Dealing 2004
Jan 28, 2004
30335_dirs_2004-01-27_420ab74f-8c43-42cc-9054-481af30fa793.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP ON INC (SNA)
CIK: 0000091440
Period of Report: 2004-01-23
Reporting Person: ELLIOTT DALE F (Director, Chairman, President & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-01-23 | Stock Option (Right to Buy) | $31.52 | A | 110000 | Acquired | 2014-01-23 | Common Stock (110000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13098.636 | Direct |
| Common Stock | 366.569 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.125 | 2007-01-24 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $39.71 | 2008-01-23 | Common Stock (18000) | 18000 | Direct |
| Stock Option (Right to Buy) | $34.50 | 2009-01-22 | Common Stock (22000) | 22000 | Direct |
| Stock Option (Right to Buy) | $26.375 | 2010-01-28 | Common Stock (55000) | 55000 | Direct |
| Stock Option (Right to Buy) | $29.36 | 2011-04-27 | Common Stock (200000) | 200000 | Direct |
| Stock Option (Right to Buy) | $32.22 | 2012-01-25 | Common Stock (150000) | 150000 | Direct |
| Stock Option (Right to Buy) | $25.11 | 2013-01-24 | Common Stock (150000) | 150000 | Direct |
| Deferred Stock Units | $0 | Common Stock (5607.909) | 5607.909 | Direct | |
| Deferred Stock Units | $0 | Common Stock (100000) | 100000 | Direct | |
| Deferred Stock Units | $0 | Common Stock (70000) | 70000 | Direct | |
| Deferred Stock Units | $0 | Common Stock (80000) | 80000 | Direct |
Footnotes
F1: Includes 13.346 shares acquired pursuant to exempt dividend reinvestments.
F2: One half of option vested on 1/24/2004 and the remainder vests on 1/24/2005.
F3: One half will vest on 1/23/2005 and the remainder will vest 1/23/2006.
F4: Grant of stock option from company. There is not a price for the derivative security.
F5: 1 for 1.
F6: Payment will begin within 30 days first beginning after the earliest of the date specified in advance of the deferral by the reporting person, death, disability, retirement, or termination of employment.
F7: Includes 907.909 shares acquired pursuant to the Corporation's Deferred Compensation Plan.
F8: The units vest on the achievement of certain company initiatives over the 2002-2003 period.
F9: The units vest on the achievement of certain company initiatives over the 2003-2005 period.