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Snap-on Inc — Director's Dealing 2004
Jan 28, 2004
30335_dirs_2004-01-28_27684dd6-1f1f-47da-853b-c7c483ec8ea6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP ON INC (SNA)
CIK: 0000091440
Period of Report: 2004-01-23
Reporting Person: ELLEN MARTIN M (SVP Finance & CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-01-23 | Stock Option (Right to Buy) | $31.52 | A | 45000 | Acquired | 2014-01-23 | Common Stock (45000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 300 | Direct |
| Common Stock | 10000 | Indirect |
| Common Stock | 277.364 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.81 | 2012-11-18 | Common Stock (39100) | 39100 | Direct |
| Stock Option (Right to Buy) | $25.11 | 2013-01-24 | Common Stock (40500) | 40500 | Direct |
| Deferred Stock Units | $ | Common Stock (261.7497) | 261.7497 | Direct | |
| Deferred Stock Units | $ | Common Stock (6000) | 6000 | Direct | |
| Restricted Stock | $ | Common Stock (5600) | 5600 | Direct | |
| Restricted Stock | $ | Common Stock (48000) | 48000 | Direct |
Footnotes
F1: Shares are held by Martin Robin Partners LP.
F2: One half of option vested on 11/18/2003 and the remainder vests on 11/18/2004.
F3: One half of option vested on 1/24/2004 and ther remainder vests on 1/24/2005.
F4: Pursuant to relief provided in SEC Final Rule Release No. 33-8230, this filing will not be, and is not required to be, disclosed in the Company's proxy statement or Form 10-K.
F5: One half of option vests on 1/23/2005 and the remainder vests on 1/23/2006.
F6: Grant of stock option from company. There is not a price for the derivative security.
F7: 1 for 1.
F8: Payment will begin within 30 days first beginning after the earliest date specified in advance of the deferral by the reporting person, death, disability, retirement or termination of employment.
F9: Includes 248.644 shares acquired pursuant to the Corporation's Deferred Compensation Plan.
F10: The units vest on the achievement of certain company initiatives over the 2002-2003 period.
F11: These units will vest on November 18, 2005.
F12: The units vest on the achievement of certain company initiatives over the 2003-2005 period.