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Snap-on Inc — Director's Dealing 2004
Aug 20, 2004
30335_dirs_2004-08-20_0e1f09af-f321-46df-9118-2265c2698b88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP ON INC (SNA)
CIK: 0000091440
Period of Report: 2004-08-18
Reporting Person: MARRINAN SUSAN F (VP , Secretary, C.L.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-08-18 | Common Stock | M | 12500 | $26.375 | Acquired | 22678.32 | Direct |
| 2004-08-18 | Common Stock | M | 7500 | $25.11 | Acquired | 30178.32 | Direct |
| 2004-08-18 | Common Stock | S | 20000 | $31.7277 | Disposed | 10178.32 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-08-18 | Stock Option (Right to Buy) | $26.375 | M | 12500 | Disposed | 2010-01-28 | Common Stock (12500) | Direct |
| 2004-08-18 | Stock Option (Right to Buy) | $25.11 | M | 7500 | Disposed | 2013-01-24 | Common Stock (7500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 332.838 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.125 | 2007-01-24 | Common Stock (14000) | 14000 | Direct |
| Stock Option (Right to Buy) | $39.71 | 2008-01-23 | Common Stock (15000) | 15000 | Direct |
| Stock Option (Right to Buy) | $34.50 | 2009-01-22 | Common Stock (25000) | 25000 | Direct |
| Stock Option (Right to Buy) | $29.36 | 2011-04-27 | Common Stock (30000) | 30000 | Direct |
| Stock Option (Right to Buy) | $32.22 | 2012-01-25 | Common Stock (20000) | 20000 | Direct |
| Stock Option (Right to Buy) | $31.52 | 2014-01-23 | Common Stock (16000) | 16000 | Direct |
| Deferred Stock Units | $0 | Common Stock (1210.406) | 1210.406 | Direct | |
| Deferred Stock Units | $0 | Common Stock (19000) | 19000 | Direct |
Footnotes
F1: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.
F2: One half of option vested on 1/24/2004 and the remainder vests on 1/24/2005.
F3: One half of option vests on 1/23/2005 and the remainder vests on 1/23/2006.
F4: 1 for 1.
F5: Payment will begin within 30 days first beginning after the earliest of the date specified in advance of the deferral by the reporting person, death, disability, retirement, or termination of employment.
F6: The units vest on the achievement of certain company initiatives over the 2003-2005 period.