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Snap-on Inc — Director's Dealing 2003
Dec 24, 2003
30335_dirs_2003-12-24_9aa702d4-7812-4158-ae0c-0cbe275293ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SNAP ON INC (SNA)
CIK: 0000091440
Period of Report: 2003-12-22
Reporting Person: ELLIOTT DALE F (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-12-22 | Common Stock | M | 4250 | $22.59 | Acquired | 6085.29 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-12-22 | Stock Option (Right to Buy) | $22.59 | M | 4250 | Disposed | 2005-03-06 | Common Stock (4250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 366.569 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.125 | 2007-01-24 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $39.71 | 2008-01-23 | Common Stock (18000) | 18000 | Direct |
| Stock Option (Right to Buy) | $34.50 | 2009-01-22 | Common Stock (22000) | 22000 | Direct |
| Stock Option (Right to Buy) | $26.375 | 2010-01-28 | Common Stock (55000) | 55000 | Direct |
| Stock Option (Right to Buy) | $29.36 | 2011-04-27 | Common Stock (200000) | 200000 | Direct |
| Stock Option (Right to Buy) | $32.22 | 2012-01-25 | Common Stock (150000) | 150000 | Direct |
| Stock Option (Right to Buy) | $25.11 | 2013-01-24 | Common Stock (150000) | 150000 | Direct |
| Deferred Stock Units | $0 | Common Stock (4700) | 4700 | Direct | |
| Deferred Stock Units | $0 | Common Stock (100000) | 100000 | Direct | |
| Deferred Stock Units | $0 | Common Stock (70000) | 70000 | Direct | |
| Deferred Stock Units | $0 | Common Stock (80000) | 80000 | Direct |
Footnotes
F1: Includes 228.798 shares acquired pursuant to the Corporation's 401(k) Plan.
F2: One half of option vested on 1/25/2003 and the remainder vests on 1/25/2004.
F3: One half of option vests on 1/24/2004 and the remainder vests on 1/24/2005.
F4: 1 for 1.
F5: Payment will begin within 30 days first beginning after the earliest of the date specified in advance of the deferral by the reporting person, death, disability, retirement, or termination of employment.
F6: The units vest on the achievement of certain company initiatives over the 2002-2003 period.
F7: The units vest on the achievement of certain company initiatives over the 2003-2005 period.