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Smurfit Westrock Limited

Major Shareholding Notification Jul 11, 2024

10788_rns_2024-07-11_f89fb7e5-9b50-4774-b378-d731184560d8.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

RNS Number : 1163W

Smurfit Westrock PLC

11 July 2024

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

IE00028FXN24

Issuer Name

SMURFIT WESTROCK PUBLIC LIMITED COMPANY

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

UBS Group AG - Investment Bank & Global Wealth Management

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

09-Jul-2024

6. Date on which Issuer notified

11-Jul-2024

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 0.678366 4.885028 5.563394 28892024
Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
IE00028FXN24 3522915 0.678366
Sub Total 8.A 3522915 0.678366%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
Right to Recall of Lent shares At any time 3762052 0.724414
Sub Total 8.B1 3762052 0.724414%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Equity_Swaps 18/02/2028 Cash 84 0.000016
Swaps On Baskets 31/07/2024-01/06/2027 Cash 21606973 4.160598
Sub Total 8.B2 21607057 4.160614%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
UBS Group AG (Chain 1)
UBS Group AG (Chain 1) UBS AG
UBS Group AG (Chain 2)
UBS Group AG (Chain 2) UBS AG
UBS Group AG (Chain 2) UBS Americas Holding LLC
UBS Group AG (Chain 2) UBS Americas Inc.
UBS Group AG (Chain 2) UBS Securities LLC
UBS Group AG (Chain 3)
UBS Group AG (Chain 3) UBS AG
UBS Group AG (Chain 3) Credit Suisse International
UBS Group AG (Chain 4)
UBS Group AG (Chain 4) UBS AG
UBS Group AG (Chain 4) Credit Suisse (Luxembourg) S.A.

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

11-Jul-2024

13. Place Of Completion

Zurich, Switzerland

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

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