SMS Pharmaceuticals Ltd — Major Shareholding Notification 2020

May 8, 2020

8th May, 2020

To, The Managers, Corporate Filings Department, Bombay Stock Exchange Limited, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai-400 001

The Managers, Listing Compliance Department, National Stock Exchange of India Ltd. Exchange Plaza, Plot no. C/1, G Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

Security Code: 532815

Symbol: SMSPHARMA

Subject: Disclosure under Regulation 30 of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Dear Sir/Madam,

We would like to intimate you that pursuant to Regulation 30 of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 we are herewith submitting the details of the aggregate shareholding and voting rights as of the 31st March, 2020 of the promoter of SMS Pharmaceuticals Limited (i.e. Target Company) together with persons acting in concert with him.

Please take the same on your records.

Yours faithfully

For SMS Pharmaceuticals Limited

Ramesh Babu Potluri Chairman and Managing Director DIN: 00166381

Part - A - Details of Shareholding

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.National Stock Exchange of India2.Limited.
Particulars of the shareholder(s):Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that informofshares,thewarrants,convertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights of
the TC.orb. Name(s) of promoter(s), member of thepromoter group and PAC with him.		Mr. Ramesh Babu Potluri
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than byb)shares)Warrants$\mathbf{C}$Convertible Securities$\rm d$Any other instrument that woulde)entitle the holder to receive shares inthe TC.	1,45,06,960(EquityShares)	17.14	NotApplicable
Total	1,45,06,960	17.14

For SMS Pharmaceutisals Limited P Ramesh Babu Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where the	$\mathbf{1}$ .2.	BSE Limited.National Stock Exchange of India
shares of the TC are listed	Limited.
Particulars of the shareholder(s):
Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that inofshares,formwarrants,theconvertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights ofthe TC.
orName(s) of promoter(s), member of the$\mathbf{b}$ .promoter group and PAC with him.	Murthy	Mr. Talluri Veera Venkata Satyanarayana
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than byb)shares)Warrants$\mathbf{C}$Convertible Securities$\mathbf{d}$Any other instrument that woulde)entitle the holder to receive shares inthe TC.	54,67,000(EquityShares)	6.46	NotApplicable
Total	54,67,000	6.46

For SMS Pharmaceuticals Limited P Ramesh Babu Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)	SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where the	1. BSE Limited.
shares of the TC are listed	2. National Stock Exchange of IndiaLimited.
Particulars of the shareholder(s):
Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that inofshares,theformwarrants,convertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights ofthe TC.Or		Mr. Talluri Veera Venkata Satyanarayana
b. Name(s) of promoter(s), member of thepromoter group and PAC with him.	Murthy (HUF)
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
a) Sharesb) Voting Rights (otherwise than byshares)Warrants$\mathbf{C}$Convertible Securitiesd)Any other instrument that woulde)entitle the holder to receive shares inthe TC.	39,81,340(EquityShares)	4.70	NotApplicable
Total	39,81,340	4.70

For SMS Phamaceuticals Limited

P Ramesh Babu Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.2.National Stock Exchange of IndiaLimited.
Particulars of the shareholder(s):
Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that inofshares, warrants,formtheconvertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights ofthe TC.$\alpha$ r
b. Name(s) of promoter(s), member of thepromoter group and PAC with him.	Mrs. Hima Bindu Potluri
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
a) SharesVoting Rights (otherwise than byb)shares)Warrants$\mathbf{C}$Convertible Securitiesd)Any other instrument that woulde)entitle the holder to receive shares inthe TC.	1,33,98,360(EquityShares)	15.83	NotApplicable
Total	1,33,98,360	15.83

For SMS Pharmaceupcals Limited $\theta$ P Ramesh Babu Chairman & Managing Director

				Part - A - Details of Shareholding
--	--	--	--	------------------------------------

Name of the Target Company (TC)SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where the	1.	BSE Limited.
shares of the TC are listed	2.Limited.	National Stock Exchange of India
Particulars of the shareholder(s):
a. Name of person(s) together withPersons Acting in Concert (PAC)whose total holding (including that inofformshares,thewarrants,convertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights ofthe TC.
orb. Name(s) of promoter(s), member of the		M/s. Potluri Infra Projects LLP
promoter group and PAC with him.
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than byb)shares)Warrants$\mathbf{C}$Convertible Securitiesd)Any other instrument that woulde)entitle the holder to receive shares inthe TC.	5970000(EquityShares)	7.05	NotApplicable
Total	5970000	7.05

For SMS Pharmaceutigals Limited

P Ramesh Babu Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.2.National Stock Exchange of IndiaLimited.
Particulars of the shareholder(s):Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that inshares, warrants,formoftheconvertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights ofthe TC.orb. Name(s) of promoter(s), member of the	Mrs. T. Annapurna
promoter group and PAC with him.
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than by$\mathbf{b}$shares)Warrants$\mathbf{C}$d) Convertible SecuritiesAny other instrument that woulde)entitle the holder to receive shares inthe TC.	33,65,340(EquityShares)	3.98	NotApplicable
Total	33,65,340	3.98

For SMS Pharmaceutigals Limited P Ramesh Babu

Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.2.National Stock Exchange of IndiaLimited.
Particulars of the shareholder(s):a. Name of person(s) together withPersons Acting in Concert (PAC)whose total holding (including that informshares,ofwarrants,the
convertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights ofthe TC.
orb. Name(s) of promoter(s), member of thepromoter group and PAC with him.		Mr. Vamsi Krishna Potluri
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than by$\mathbf{b}$shares)Warrants$\mathbf{C}$Convertible Securities$\rm d$Any other instrument that woulde)entitle the holder to receive shares inthe TC	48,10,590(EquityShares)	5.68	NotApplicable
Total	48,10,590	5.68

For SMS Pharmaceutieals Limited P Ramesh Babu Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.National Stock Exchange of India2.Limited.
Particulars of the shareholder(s):Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that informofshares,thewarrants,convertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights of
the TC.orName(s) of promoter(s), member of the$\mathbf b$ .promoter group and PAC with him.		Ms. Gopineedi Sudeepthi
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than byb)shares)Warrantsc)Convertible Securities$\rm d$Any other instrument that would$\epsilon$entitle the holder to receive shares inthe TC.	17,50,000(EquityShares)	2.07	NotApplicable
Total	17,50,000	2.07

For SMS Pharmaceuticals Limited $\mathcal{P}^{\mathbb{C}}$ $Q^{\nu}$ P Ramesh Babu Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.2.National Stock Exchange of IndiaLimited.
Particulars of the shareholder(s):Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that informofshares,warrants,theconvertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights of
the TC.orName(s) of promoter(s), member of theb.promoter group and PAC with him.	Mr. Trilok Potluri
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:Sharesa)Voting Rights (otherwise than by$\mathbf{b}$shares)Warrants$\mathbf{C}$Convertible Securities$\rm d$Any other instrument that woulde)entitle the holder to receive shares inthe TC.	14,31,340(EquityShares)	1.69	NotApplicable
Total	14,31,340	1.69

For SMS Pharmaceuticals Limited $\alpha$ P Ramesh Babu Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.National Stock Exchange of India2.Limited.
Particulars of the shareholder(s):
Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that informofshares,warrants,theconvertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights ofthe TC.orb. Name(s) of promoter(s), member of the		Mr. Talluri Venkata Praveen
promoter group and PAC with him.
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than by$\mathbf{b}$shares)Warrants$\mathbf{C}$Convertible Securities$\rm d$Any other instrument that woulde)entitle the holder to receive shares inthe TC.	12,95,340(EquityShares)	1.53	NotApplicable
Total	12,95,340	1.53

For SMS Pharmaceuticals Limited $Q^{\nu}$ P Ramesh Babu Chairman & Managing Director

Name of the Target Company (TC)		SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.2.National Stock Exchange of IndiaLimited.
Particulars of the shareholder(s):
Name of person(s) together witha.Persons Acting in Concert (PAC)whose total holding (including that inofshares,formwarrants,theconvertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights ofthe TC.
orb. Name(s) of promoter(s), member of thepromoter group and PAC with him.	Ms. Satya Vani Potluru
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than byb)shares)Warrants$\mathbf{C}$Convertible Securitiesd)Any other instrument that woulde)entitle the holder to receive shares inthe TC.	7,56,660(EquityShares)	0.89	NotApplicable
Total	7,56,660	0.89

Part - A - Details of Shareholding

For SMS Pharmaneuticals Limited $\frac{1}{2} \sum_{i=1}^{N} \frac{1}{2}$ P Ramdsh Babu Chairman & Managing Director

Part - A - Details of Shareholding

Name of the Target Company (TC)	SMS Pharmaceuticals Limited
Name(s) of the stock exchange(s) where theshares of the TC are listed	BSE Limited.1.National Stock Exchange of India2.Limited.
Particulars of the shareholder(s):a. Name of person(s) together withPersons Acting in Concert (PAC)whose total holding (including that informofshares,thewarrants,convertible securities and any otherinstrument that would entitle theholder to receive shares in the TC) ismore than 25% of the voting rights of
the TC.orb. Name(s) of promoter(s), member of thepromoter group and PAC with him.		M/s. Potluri Laboratories Private Limited.
Particulars of the shareholding of person(s)mentioned in (3) above	Number ofShares	% w.r.t. totalshare / votingcapital whereverapplicable	% of totaldiluted share/ votingcapital of TC
As of 31 st March, 2020 holding of:
Sharesa)Voting Rights (otherwise than byb)shares)Warrants$\mathbf{C}$Convertible Securitiesd)Any other instrument that would$\epsilon$entitle the holder to receive shares inthe TC.	2,32,420(EquityShares)	0.27	NotApplicable
Total	2,32,420	0.27

For SMS Pharmaceutigals Limited $\sim$ P Ramesh Babu Chairman & Managing Director

Part-B*

Name of the Target Company: SMS PHARMACEUTICALS LIMITED

Name (s) of the person and PersonsActing in Concert (PAC) with the person	Whether the personbelongs to Promoter/	PAN of theperson and
	Promoter group	PACs
Mr. Ramesh Babu Potluri	Promoter
Mr. T V V S N Murthy	Promoter
Mr. T V V S N Murthy (HUF)	Promoter
Ms. Hima Bindu Potluri	Promoter Group
M/s. Potluri Infra Projects LLP	Promoter Group
Ms. T Annapurna	Promoter Group
Mr. Vamsi Krishna Potluri	Promoter Group
Ms. Gopineedi Sudeepthi	Promoter Group
Mr. Trilok Potluri	Promoter Group
Mr. T V Praveen	Promoter Group
Ms. Satya Vani Potluru	Promoter Group
M/s. Potluri Laboratories Private Limited	Promoter Group

For SMS Pharmaceuticals Limited P Ramesh Babu Chairman & Managing Director

Signature of the Authorized Signatory

Place: Hyderabad Date: 08-05-2020

Note:

Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated. $(*)$