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Smiths Group PLC

Major Shareholding Notification Jul 27, 2015

4613_mrq_2015-07-27_cd5c28da-6be4-4d7e-91af-07e2bb44dcd0.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

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RNS Number : 1715U

Smiths Group PLC

27 July 2015

TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Smiths Group PLC
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments No
An event changing the breakdown of voting rights No
Other (please specify):___________________________ No
3. Full name of person(s) subject to notification obligation: Ameriprise Financial, Inc. and its group
4. Full name of shareholder(s) (if different from 3): See additional information under 13.
5. Date of transaction and date on which the threshold is crossed or reached: 22nd July 2015
6. Date on which issuer notified: 24th July 2015
7. Threshold(s) that is/are crossed or reached: Below the threshold of 5%

8: Notified Details

A: Voting rights attached to shares

Class/type of shares

If possible use ISIN code

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights

Direct

Direct

Indirect

Direct

Indirect

GB00B1WY2338 19,908,938 19,908,938 219,010 219,010 19,203,769 0.056% 4.864%
US83238P2039 1,662 1,662 0 0 1,486 0.000% 0.000%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date Exercise/ conversion period No. of voting rights that may be acquired if the instrument is exercised/converted. Percentage of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Exercise Price Expiration date Exercise / conversion period No. of voting rights instrument refers to Percentage of voting rights
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
19,424,265 4.920%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.
Proxy Voting:
10. Name of proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A

13. Additional information:

Registered Owner

Nortrust Nominees LTD A/c ZLA08 23,559
Vidacos Nominees Ltd A/c 6013511022 1,446,586
State Street Nominees Limited A/c XC7N 546,875
HSBC Global Custody Nominee (UK) Limited A/c 683182 394,848
HSBC Global Custody Nominee (UK) Limited A/c 740190 136,450
HSBC Global Custody Nominee (UK) Limited A/c 739874 739,247
HSBC Global Custody Nominee (UK) Limited A/c 740311 77,833
Vidacos Nominees Ltd A/c 6252771001 101,579
HSBC Global Custody Nominee (UK) Limited A/c 811056 40,169
Nortrust Nominees LTD A/c BBH05 131,276
State Street Nominees Limited A/c 2GQ6 2,193,167
William & Glyns (Isle of Man) Nominees Ltd A/c 301780 40,580
Nortrust Nominees LTD A/c ZLA01 100,000
Nortrust Nominees LTD A/c ZLA03 3,168,142
Vidacos Nominees Ltd A/c 6013435369 189,752
Vidacos Nominees Ltd A/c 6013435318 29,258
Vidacos Nominees Ltd A/c 6013436462 5,623
Nortrust Nominees LTD A/c ZLA09 12,040
Vidacos Nominees Ltd A/c 6013436543 7,520
Nortrust Nominees LTD A/c ZLA12 191,909
Nortrust Nominees LTD A/c ZLA14 59,589
Nortrust Nominees LTD A/c ZPS01 421,645
Mellon Nominees (UK) Ltd A/c WWSF0004002 264,371
Vidacos Nominees Ltd A/c 6013623998 429,554
Vidacos Nominees Ltd A/c 6013549070 153,225
Vidacos Nominees Ltd A/c 6013641937 4,401,336
Vidacos Nominees Ltd A/c 6013641961 417,350
Vidacos Nominees Ltd A/c 6013641996 1,826,684
Vidacos Nominees Ltd A/c 6013549119 962,889
Vidacos Nominees Ltd A/c 6013623874 280,000
Vidacos Nominees Ltd A/c 6013510999 108,542
Nortrust Nominees LTD A/c ZLA15 521,181
Ameriprise Financial Inc A/c 1,411
Ameriprise Financial Services, Inc A/c 75

14 Contact name:

Mark Powney, Threadneedle Group

15. Contact telephone name:

+44 (0) 1793 363 135

This information is provided by RNS

The company news service from the London Stock Exchange

END

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