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Smiths Group PLC

Major Shareholding Notification Jun 9, 2014

4613_mrq_2014-06-09_a3809b45-5c0a-45f9-90a6-59f3aa1c1311.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

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RNS Number : 1524J

Smiths Group PLC

09 June 2014

TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Smiths Group PLC
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments No
An event changing the breakdown of voting rights No
Other (please specify):___________________________ No
3. Full name of person(s) subject to notification obligation: Ameriprise Financial, Inc. and its group
4. Full name of shareholder(s) (if different from 3): See additional information under 13.
5. Date of transaction and date on which the threshold is crossed or reached: 04 June 2014
6. Date on which issuer notified: 06 June 2014
7. Threshold(s) that is/are crossed or reached: Above the threshold of 5%

8: Notified Details

A: Voting rights attached to shares

Class/type of shares

If possible use ISIN code

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights

Direct

Direct

Indirect

Direct

Indirect

GB00B1WY2338 N/A N/A 194,601 194,601 19,781,132 0.049% 5.015%
US83238P2039 N/A N/A 0 0 1,379 0.000% 0.000%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date Exercise/ conversion period No. of voting rights that may be acquired if the instrument is exercised/converted. Percentage of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Exercise Price Expiration date Exercise / conversion period No. of voting rights instrument refers to Percentage of voting rights
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
19,977,112 5.064%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.
Proxy Voting:
10. Name of proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A

13. Additional information:

Registered Owner

Littledown Nominees Ltd A/c ZLA08 18,325
Littledown Nominees Ltd A/c 41407 1,696,586
State Street Nominees Limited A/c XC7N 548,410
HSBC Global Custody Nominee (UK) Limited A/c 683182 314,207
HSBC Global Custody Nominee (UK) Limited A/c 740190 148,301
HSBC Global Custody Nominee (UK) Limited A/c 739874 531,605
HSBC Global Custody Nominee (UK) Limited A/c 740311 69,181
The Bank Of New York ( Nominees ) Limited A/c PTG 15303 / 09997799 119,897
HSBC Global Custody Nominee (UK) Limited A/c 811056 50,413
Nortrust Nominees LTD A/c BBH05 155,412
SJPUT STRAT MGD BNYM AS T'TEE A/c 2GQ6 1,772,303
William & Glyns (Isle of Man) Nominees Ltd A/c 301780 41,300
Littledown Nominees Ltd A/c ZLA01 185,000
Littledown Nominees Ltd A/c ZLA03 4,267,627
Littledown Nominees Ltd A/c 07198 168,770
Littledown Nominees Ltd A/c 27642 25,831
Littledown Nominees Ltd A/c 10478 6,616
Littledown Nominees Ltd A/c ZLA09 9,755
Littledown Nominees Ltd A/c 10479 7,852
Littledown Nominees Ltd A/c ZLA12 193,749
Littledown Nominees Ltd A/c ZLA14 58,590
Littledown Nominees Ltd A/c 07207 311,434
Mellon Nominees (UK) Ltd A/c WWSF0004002 238,475
Littledown Nominees Ltd A/c 18667 237,192
Littledown Nominees Ltd A/c 10469 115,874
Littledown Nominees Ltd A/c 10496 3,860,587
Littledown Nominees Ltd A/c 10492 415,339
Littledown Nominees Ltd A/c 10491 1,983,934
Littledown Nominees Ltd A/c 10488 974,195
Littledown Nominees Ltd A/c 10495 520,000
Littledown Nominees Ltd A/c 30337 77,693
Littledown Nominees Ltd A/c ZLA15 851,280
Ameriprise Financial Inc A/c 1,379

14 Contact name:

Mark Powney, Threadneedle Group

15. Contact telephone name:

01793 363135

This information is provided by RNS

The company news service from the London Stock Exchange

END

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