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SMITH & WESSON BRANDS, INC. — Director's Dealing 2025
May 6, 2025
33129_dirs_2025-05-05_748960b0-89d6-4090-b52f-106be3f5752f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
CIK: 0001092796
Period of Report: 2025-05-01
Reporting Person: Smith Mark Peter (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-01 | Common Stock | A | 147898 | — | Acquired | 523258 | Direct |
| 2025-05-01 | Common Stock | F | 12780 | $9.22 | Disposed | 510478 | Direct |
| 2025-05-02 | Common Stock | F | 3002 | $9.41 | Disposed | 513480 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-05-01 | Performance Rights | $ | A | 295794 | Acquired | 2028-05-01 | Common Stock (295794) | Direct |
Footnotes
F1: One quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.
F2: Includes 971 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2024 and 1,610 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2025.
F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
F4: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year period. The number represents the maximum number of shares that may be delivered pursuant to the award.