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SMITH & WESSON BRANDS, INC. — Director's Dealing 2023
May 4, 2023
33129_dirs_2023-05-03_d6e82f98-745c-4731-bfaa-5bd9bbc8d07c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
CIK: 0001092796
Period of Report: 2023-05-01
Reporting Person: Maxwell Kevin Alden (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-01 | Common Stock | A | 13898 | $0.00 | Acquired | 41475 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-01 | Performance Rights | $ | A | 41692 | Acquired | 2026-05-01 | Common Stock (41692) | Direct |
Footnotes
F1: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.
F2: Includes 2,024 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2023.
F3: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.