AI assistant
SMITH & WESSON BRANDS, INC. — Director's Dealing 2022
Jul 22, 2022
33129_dirs_2022-07-22_ee42f2d0-1291-454c-a232-ca31d420c13d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
CIK: 0001092796
Period of Report: 2020-08-24
Reporting Person: Cupero Susan Jean (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-24 | Common Stock | J | 2152 | $0.00 | Acquired | 38150 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1354 | Indirect |
Footnotes
F1: In connection with the issuer's spin-off of its outdoor products and accessories business (the "Spin-Off"), the issuer granted to the reporting person additional restricted stock units so that the reporting person's currently outstanding restricted stock unit grants continue to have the same intrinsic value immediately following the consummation of the Spin-Off as the intrinsic value of such grants immediately prior to the consummation of the Spin-Off (each, and "Adjusted Award").
F2: Pursuant to an employee matters agreement entered into by the issuer in connection with the Spin-Off, each Adjusted Award shall be subject to the same vesting requirements and dates and other terms and conditions as the original grants to which they relate. Includes (i) 125 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2017 grant, (ii) 255 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2018 grant, (iii) 384 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2019 grant, and (iv) 1,388 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original March 15, 2020 grant.
F3: The shares are held by the reporting person's son.