SMITH & WESSON BRANDS, INC. — Director's Dealing 2022

Aug 27, 2022

SEC Form 4/A — Form 4/A

Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
CIK: 0001092796
Period of Report: 2022-05-01

Reporting Person: Smith Mark Peter (Director, See remarks.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-05-01	Common Stock	F	13478	$14.19	Disposed	192507	Direct
2022-05-01	Common Stock	F	581	$13.73	Disposed	191926	Direct
2022-05-02	Common Stock	A	41834	$0.00	Acquired	233760	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-05-02	Performance Rights	$	A	125500	Acquired	2025-05-02	Common Stock (125500)	Direct

Footnotes

F1: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units.

F2: Includes 910 shares and 823 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2021 and March 31, 2022, respectively.

F3: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F4: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.