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SMITH & WESSON BRANDS, INC. Director's Dealing 2021

Jan 8, 2021

33129_dirs_2021-01-08_61db283e-0190-42a4-a8c7-b32a876b93ac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
CIK: 0001092796
Period of Report: 2019-06-15

Reporting Person: McPherson Deana L (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-15 Common Stock A 4584 $0.00 Disposed 64575 Direct
2020-06-15 Common Stock F 1078 $18.28 Disposed 63497 Direct
2021-01-06 Common Stock S 734 $20.00 Disposed 62763 Direct

Footnotes

F1: 25% of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F3: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020.