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SMITH & WESSON BRANDS, INC. — Director's Dealing 2020
Mar 10, 2020
33129_dirs_2020-03-10_9d8a19a1-d4fe-4d76-9a6a-c500e6061ede.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN OUTDOOR BRANDS CORP (AOBC)
CIK: 0001092796
Period of Report: 2020-03-06
Reporting Person: MONHEIT BARRY M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-06 | Common Stock | M | 10000 | $2.65 | Acquired | 28370 | Direct |
| 2020-03-06 | Common Stock | M | 10000 | $3.69 | Acquired | 28370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-06 | Director Stock Option (Right to Buy) | $2.65 | M | 10000 | Disposed | 2021-09-26 | Common Stock (10000) | Direct |
| 2020-03-06 | Director Stock Option (Right to Buy) | $3.69 | M | 10000 | Disposed | 2020-09-27 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66248 | Indirect |
Footnotes
F1: Upon exercise, the shares were immediately transferred to the reporting person's trust.
F2: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.
F3: 1/12th of the total number of options granted vested and became exercisable each month after the September 26, 2011 date of grant, until fully vested on September 26, 2012.
F4: 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant, until fully vested on September 27, 2011.