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SMITH & WESSON BRANDS, INC. Director's Dealing 2020

May 29, 2020

33129_dirs_2020-05-29_c2ea4b98-f718-428f-99d1-9c84c172f83f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON BRANDS, INC. (AOBC)
CIK: 0001092796
Period of Report: 2020-05-28

Reporting Person: FURMAN JOHN B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-28 Common Stock M 10000 $2.65 Acquired 52790 Direct
2020-05-28 Common Stock M 10000 $3.69 Acquired 62790 Direct
2020-05-28 Common Stock S 20000 $10.75 Disposed 42790 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-28 Director Stock Option (Right to Buy) $2.65 M 10000 Disposed 2021-09-26 Common Stock (10000) Direct
2020-05-28 Director Stock Option (Right to Buy) $3.69 M 10000 Disposed 2020-09-27 Common Stock (10000) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 10, 2019.

F2: 1/12th of the total number of options granted vested and became exercisable each month after the September 26, 2011 date of grant, until fully vested on September 26, 2012.

F3: 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant, until fully vested on September 27, 2011.