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SMITH & WESSON BRANDS, INC. — Director's Dealing 2020
May 29, 2020
33129_dirs_2020-05-29_c2ea4b98-f718-428f-99d1-9c84c172f83f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON BRANDS, INC. (AOBC)
CIK: 0001092796
Period of Report: 2020-05-28
Reporting Person: FURMAN JOHN B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-28 | Common Stock | M | 10000 | $2.65 | Acquired | 52790 | Direct |
| 2020-05-28 | Common Stock | M | 10000 | $3.69 | Acquired | 62790 | Direct |
| 2020-05-28 | Common Stock | S | 20000 | $10.75 | Disposed | 42790 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-28 | Director Stock Option (Right to Buy) | $2.65 | M | 10000 | Disposed | 2021-09-26 | Common Stock (10000) | Direct |
| 2020-05-28 | Director Stock Option (Right to Buy) | $3.69 | M | 10000 | Disposed | 2020-09-27 | Common Stock (10000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 10, 2019.
F2: 1/12th of the total number of options granted vested and became exercisable each month after the September 26, 2011 date of grant, until fully vested on September 26, 2012.
F3: 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant, until fully vested on September 27, 2011.
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