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SMITH & WESSON BRANDS, INC. — Director's Dealing 2020
Jun 30, 2020
33129_dirs_2020-06-29_056bab63-3875-4dd9-a043-390c1334cec9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
CIK: 0001092796
Period of Report: 2020-06-23
Reporting Person: Cupero Susan Jean (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17251 | Direct |
| Common Stock | 1727 | Indirect |
Footnotes
F1: Includes (i) 2,272 shares underlying restricted stock units ("RSUs"), 25% of which vested or shall vest on each of the first, second, third, and fourth anniversaries of the June 15, 2017 date of grant; (ii) 2,306 shares underlying RSUs, 25% of which vested or shall vest on each of the first, second, third, and fourth anniversaries of the June 15, 2018 date of grant; (iii) 2,306 shares underlying RSUs, 25% of which vested or shall vest on each of the first, second, third, and fourth anniversaries of the June 15, 2019 date of grant; and (iv) 6,250 shares underlying RSUs, 25% of which shall vest on each of the first, second, third, and fourth anniversaries of the March 15, 2020 date of grant. 3,856 of the shares underlying vested RSUs were previously withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of the RSUs.