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SMITH & WESSON BRANDS, INC. — Director's Dealing 2020
Aug 27, 2020
33129_dirs_2020-08-27_d12bbe11-1ed6-462e-9277-7c24f15292d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
CIK: 0001092796
Period of Report: 2020-08-25
Reporting Person: Smith Mark Peter (Director, See remarks.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-25 | Common Stock | A | 28952 | $0.00 | Acquired | 147690 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-25 | Performance Rights | $ | A | 57902 | Acquired | 2024-08-25 | Common Stock (57902) | Direct |
Footnotes
F1: One-quarter of the restricted stock units shall vest on each anniversary of the date of grant.
F2: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.
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