SMITH & WESSON BRANDS, INC. — Director's Dealing 2020

Sep 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
CIK: 0001092796
Period of Report: 2020-09-08

Reporting Person: Cupero Susan Jean (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-08	Common Stock	A	10000	$0.00	Acquired	25866	Direct
2020-09-09	Common Stock	A	7357	$0.00	Acquired	33223	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-09	Performance Rights	$	A	14714	Acquired	2023-05-01	Common Stock (14714)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	288	Indirect

Footnotes

F1: 100 % of the restricted stock units shall vest and be delivered, net of tax withholding, on September 8, 2021, which is one year from the date of grant.

F2: One-quarter of the restricted stock units shall vest and be delivered, net of tax withholding, on each of the first, second, third, and fourth anniversaries of September 9, 2020.

F3: The shares are held by the reporting person's son.

F4: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.