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SMITH & WESSON BRANDS, INC. — Director's Dealing 2016
Jan 5, 2016
33129_dirs_2016-01-05_8545928e-346f-41ef-8748-b5d96695d2c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-01-04
Reporting Person: FURMAN JOHN B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-04 | Common Stock | M | 10000 | $12.88 | Acquired | 66475 | Direct |
| 2016-01-04 | Common Stock | S | 10000 | $23.00 | Disposed | 56475 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-04 | Director Stock Option (Right to Buy) | $12.88 | M | 10000 | Disposed | 2016-09-18 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16100 | Indirect |
| Common Stock | 1000 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 18, 2015.
F2: The shares are held by the reporting person's defined benefit pension trust, of which the reporting person is the sole trustee.
F3: The shares are held by K.I.D.S. Properties, LP, of which the reporting person is a shareholder of the general partner.
F4: 1/12th of the total number of options granted vested and became exercisable each month after the September 18, 2006 date of grant.
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