Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH & WESSON BRANDS, INC. Director's Dealing 2016

Mar 9, 2016

33129_dirs_2016-03-09_e1cb6b10-13a6-4aef-86f7-fd490ee7d09c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-03-07

Reporting Person: BUCHANAN JEFFREY D (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-07 Common Stock M 43726 $3.73 Acquired 141515 Direct
2016-03-07 Common Stock S 29600 $25.7724 Disposed 111915 Direct
2016-03-07 Common Stock S 14126 $26.2977 Disposed 97789 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-07 Employee Stock Option (Right to Buy) $3.73 M 43726 Disposed 2021-01-03 Common Stock (43726) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 24, 2015, as amended on December 18, 2015.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $26.09, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.10 to $27.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the January 3, 2011 date of grant.