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SMITH & WESSON BRANDS, INC. Director's Dealing 2016

Mar 18, 2016

33129_dirs_2016-03-18_817b5c18-95b2-4ee2-84ef-f546fefbb52c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-03-17

Reporting Person: Debney P. James (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-17 Common Stock M 250000 $2.65 Acquired 487465 Direct
2016-03-17 Common Stock S 250000 $29.15 Disposed 237465 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-17 Employee Stock Option (Right to Buy) $2.65 M 250000 Disposed 2021-09-26 Common Stock (250000) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 17, 2015.

F2: One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the September 26, 2011 date of grant.