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SMITH & WESSON BRANDS, INC. Director's Dealing 2016

Mar 18, 2016

33129_dirs_2016-03-18_ac78c741-ef80-4481-bf00-820f47b8050c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-03-18

Reporting Person: Golden Michael F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-18 Common Stock M 42000 $5.55 Acquired 329073 Direct
2016-03-18 Common Stock M 54200 $3.92 Acquired 383273 Direct
2016-03-18 Common Stock S 88084 $29.8841 Disposed 295189 Direct
2016-03-18 Common Stock S 8116 $30.3483 Disposed 287073 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-18 Employee Stock Option (Right to Buy) $5.55 M 42000 Disposed 2019-09-18 Common Stock (42000) Direct
2016-03-18 Employee Stock Option (Right to Buy) $3.92 M 54200 Disposed 2020-08-02 Common Stock (54200) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated March 11, 2016.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.30 to $30.27, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.41, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the September 18, 2009 date of grant.

F5: One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the August 2, 2010 date of grant.