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SMITH & WESSON BRANDS, INC. — Director's Dealing 2016
Mar 23, 2016
33129_dirs_2016-03-23_b653e62e-4c7d-42ac-946f-7fe647fa16ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-03-21
Reporting Person: WADECKI ISABELL MARIE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-21 | Common Stock | M | 10000 | $5.79 | Acquired | 49074 | Direct |
| 2016-03-21 | Common Stock | S | 10000 | $28.8652 | Disposed | 39074 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-21 | Director Stock Option (Right to Buy) | $5.79 | M | 10000 | Disposed | 2019-09-14 | Common Stock (10000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated March 11, 2016.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.63 to $29.16, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: 1/12th of the total number of options granted vested and became exercisable each month after the September 14, 2009 date of grant.