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SMITH & WESSON BRANDS, INC. — Director's Dealing 2016
May 2, 2016
33129_dirs_2016-05-02_2e716b90-92bb-4c43-abf5-30f328182c9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-04-29
Reporting Person: Debney P. James (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-29 | Common Stock | A | 61500 | $0.00 | Acquired | 298965 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-29 | Performance Rights | $ | A | 135400 | Acquired | 2020-05-01 | Common Stock (135400) | Direct |
Footnotes
F1: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2016. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.
F2: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award.