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SMITH & WESSON BRANDS, INC. Director's Dealing 2016

Jul 6, 2016

33129_dirs_2016-07-05_937c5b7d-e61d-4de2-92ac-66490e60d83f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-06-30

Reporting Person: BUCHANAN JEFFREY D (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-30 Common Stock M 46436 Acquired 159792 Direct
2016-06-30 Common Stock F 21848 $27.18 Disposed 137944 Direct
2016-07-05 Common Stock S 58645 $27.95 Disposed 79299 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-30 Performance Rights $ M 46436 Disposed 2016-04-26 Common Stock (46436) Direct

Footnotes

F1: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is the maximum number of shares that may be delivered pursuant to the award.

F2: Includes 922 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2016.

F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

F4: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 24, 2015, as amended on December 18, 2015 and March 23, 2016.